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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
(+13%)
Cap. Flow
+$78.5M
Cap. Flow
% of AUM
7.6%
Top 10 Holdings %
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$8.81M |
| 2 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.13M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$6.9M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.49M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$3.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Growth ETF
IUSG
|
+$8.3M |
| 2 |
iShares Core S&P US Value ETF
IUSV
|
+$7.99M |
| 3 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.79M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$4.41M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$3.52M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.45% |
| 2 | Financials | 5.07% |
| 3 | Healthcare | 4.9% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Staples | 4.36% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
iShares Russell 1000 Growth ETF
IWF
$122B
| $582K | 0.06% |
20,468
+3,180
| +18% | +$88.2K |
|
352
ProShares UltraPro QQQ
TQQQ
$31.1B
| $582K | 0.06% |
158,280
+24
| +0% | +$79 |
|
353
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $579K | 0.06% |
5,126
+65
| +1% | +$7.23K |
|
354
Mondelez International
MDLZ
$77.7B
| $576K | 0.06% |
13,369
+1,324
| +11% | +$58.7K |
|
355
AstraZeneca
AZN
$263B
| $575K | 0.06% |
+9,238
| New | +$538K |
|
356
Colgate-Palmolive
CL
$72.6B
| $574K | 0.06% |
7,839
-757
| -9% | -$53K |
|
357
VanEck IG Floating Rate ETF
FLTR
$2.93B
| $572K | 0.06% |
22,693
+1,246
| +6% | +$31.3K |
|
358
Fidelity Corporate Bond ETF
FCOR
$352M
| $569K | 0.06% |
11,385
+3,978
| +54% | +$198K |
|
359
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $567K | 0.05% |
27,640
-90
| -0.3% | -$1.84K |
|
360
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $564K | 0.05% |
35,921
+4,554
| +15% | +$69.6K |
|
361
Vanguard FTSE Europe ETF
VGK
$30B
| $564K | 0.05% |
10,930
+2,923
| +37% | +$146K |
|
362
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $555K | 0.05% |
10,748
-657
| -6% | -$33.4K |
|
|
PFC
363
DELISTED
Premier Financial Corp. Common Stock
PFC
| $555K | 0.05% |
22,402
| – | – |
|
364
Liberty All-Star Equity Fund
USA
$1.75B
| $552K | 0.05% |
101,142
+6,067
| +6% | +$32.9K |
|
365
SLB Ltd
SLB
$77.8B
| $550K | 0.05% |
7,044
-673
| -9% | -$55K |
|
366
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $548K | 0.05% |
10,568
+3,034
| +40% | +$155K |
|
367
Vanguard Mid-Cap ETF
VO
$106B
| $548K | 0.05% |
15,728
+3,288
| +26% | +$113K |
|
368
Sherwin-Williams
SHW
$78.3B
| $546K | 0.05% |
5,280
+156
| +3% | +$15.7K |
|
|
PDT
369
John Hancock Premium Dividend Fund
PDT
$634M
| $544K | 0.05% |
34,161
+20,436
| +149% | +$323K |
|
|
JPS
370
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $544K | 0.05% |
56,999
-23,032
| -29% | -$219K |
|
371
Exelon
EXC
$48.6B
| $541K | 0.05% |
21,097
-579
| -3% | -$14.8K |
|
372
General Dynamics
GD
$105B
| $541K | 0.05% |
2,890
+85
| +3% | +$15.7K |
|
|
BCS.PRD.CL
373
DELISTED
Barclays Bank Plc
BCS.PRD.CL
| $541K | 0.05% |
20,930
-50
| -0.2% | -$1.3K |
|
374
Kite Realty
KRG
$5.95B
| $540K | 0.05% |
25,122
+8,311
| +49% | +$189K |
|
375
Cracker Barrel
CBRL
$1.2B
| $539K | 0.05% |
3,385
+480
| +17% | +$76.8K |
|
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Sigma Planning Corp's Q1 2017 Portfolio in Review
As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.
- Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
- Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
- Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
- Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
- Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
- Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.
Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.