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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Apollo Global Management
APO
$70.7B
| $502K | 0.05% |
25,904
-4,688
| -15% | -$88.5K |
|
352
PayPal
PYPL
$49.5B
| $501K | 0.05% |
12,704
+194
| +2% | +$7.8K |
|
353
Markel Group
MKL
$25B
| $495K | 0.05% |
+547
| New | +$488K |
|
354
Liberty All-Star Equity Fund
USA
$1.75B
| $491K | 0.05% |
+95,075
| New | +$482K |
|
355
Cracker Barrel
CBRL
$1.2B
| $485K | 0.05% |
2,905
-186
| -6% | -$28.1K |
|
356
General Dynamics
GD
$105B
| $484K | 0.05% |
2,805
+191
| +7% | +$31.2K |
|
357
Vanguard Extended Market ETF
VXF
$30.3B
| $484K | 0.05% |
5,042
-366
| -7% | -$33.9K |
|
358
United States Oil Fund
USO
$2.45B
| $483K | 0.05% |
5,148
+291
| +6% | +$25.7K |
|
359
Healthpeak Properties
DOC
$15.4B
| $478K | 0.05% |
16,086
-3,036
| -16% | -$92.6K |
|
|
MON
360
DELISTED
Monsanto Co
MON
| $478K | 0.05% |
4,546
+1,051
| +30% | +$108K |
|
361
Southwest Airlines
LUV
$22.1B
| $476K | 0.05% |
9,555
-1,214
| -11% | -$54.4K |
|
362
Regions Financial
RF
$26.3B
| $476K | 0.05% |
33,130
-1,025
| -3% | -$12.7K |
|
363
Enterprise Products Partners
EPD
$83.8B
| $475K | 0.05% |
17,571
-2,908
| -14% | -$75.8K |
|
|
CELG
364
DELISTED
Celgene Corp
CELG
| $474K | 0.05% |
4,091
+826
| +25% | +$92K |
|
365
Simon Property Group
SPG
$74.5B
| $470K | 0.05% |
2,643
+1,222
| +86% | +$227K |
|
|
BSJJ
366
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $470K | 0.05% |
19,452
+1,322
| +7% | +$31.8K |
|
367
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
| $466K | 0.05% |
12,619
+4,325
| +52% | +$158K |
|
368
Nuveen Floating Rate Income Fund
JFR
$1.23B
| $466K | 0.05% |
39,959
-6,973
| -15% | -$78.4K |
|
369
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
| $465K | 0.05% |
18,679
-4,836
| -21% | -$122K |
|
370
CMS Energy
CMS
$23.1B
| $464K | 0.05% |
11,146
-592
| -5% | -$24.2K |
|
371
Lumentum
LITE
$59.4B
| $460K | 0.05% |
+11,901
| New | +$474K |
|
372
iShares Global Timber & Forestry ETF
WOOD
$258M
| $460K | 0.05% |
+8,574
| New | +$441K |
|
373
Sherwin-Williams
SHW
$78.3B
| $459K | 0.05% |
5,124
+144
| +3% | +$12.7K |
|
374
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
| $457K | 0.05% |
11,632
+1,812
| +18% | +$69.9K |
|
375
Illinois Tool Works
ITW
$81.4B
| $457K | 0.05% |
3,733
-220
| -6% | -$26.6K |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.