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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRG icon
351
Kite Realty
KRG
$5.95B
$450K 0.06%
16,070
-1,188
-7% -$32.5K
C icon
352
Citigroup
C
$222B
$447K 0.06%
10,542
+109
+1% +$4.82K
UA icon
353
Under Armour Class C
UA
$2.92B
$446K 0.06%
+12,265
New +$452K
JFR icon
354
Nuveen Floating Rate Income Fund
JFR
$1.23B
$443K 0.06%
42,834
+29,129
+213% +$300K
ALL icon
355
Allstate
ALL
$66.9B
$442K 0.06%
6,325
+178
+3% +$11.9K
ESRX
356
DELISTED
Express Scripts Holding Company
ESRX
$437K 0.06%
5,766
+95
+2% +$6.99K
SGOL icon
357
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$435K 0.06%
33,770
-9,280
-22% -$114K
TT icon
358
Trane Technologies
TT
$106B
$435K 0.06%
6,832
+1,041
+18% +$67K
BWX icon
359
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$433K 0.06%
15,160
-86,974
-85% -$2.44M
PFC
360
DELISTED
Premier Financial Corp. Common Stock
PFC
$433K 0.06%
+22,286
New +$439K
BSJI
361
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$432K 0.06%
17,393
+2,747
+19% +$67.4K
OXY icon
362
Occidental Petroleum
OXY
$57B
$429K 0.06%
5,676
-303
-5% -$22.6K
EEM icon
363
iShares MSCI Emerging Markets ETF
EEM
$28B
$427K 0.06%
12,421
-1,034
-8% -$34.7K
REM icon
364
iShares Mortgage Real Estate ETF
REM
$542M
$427K 0.06%
10,407
+7,561
+266% +$303K
MXIM
365
DELISTED
Maxim Integrated Products
MXIM
$425K 0.06%
11,900
+1,512
+15% +$55.5K
DBL
366
DoubleLine Opportunistic Credit Fund
DBL
$278M
$424K 0.06%
+15,820
New +$417K
MPT
367
Medical Properties Trust
MPT
$2.89B
$424K 0.06%
27,862
+1,146
+4% +$16.2K
BKLN icon
368
Invesco Senior Loan ETF
BKLN
$7.1B
$421K 0.05%
18,337
+8,433
+85% +$193K
SPY icon
369
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$419K 0.05%
+2,000
New +$415K
GM icon
370
General Motors
GM
$74.7B
$418K 0.05%
14,763
+1,399
+10% +$42.5K
BUD icon
371
AB InBev
BUD
$158B
$416K 0.05%
3,160
-8,624
-73% -$1.09M
XMLV icon
372
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$416K 0.05%
10,635
+1,963
+23% +$73.1K
AAL icon
373
American Airlines Group
AAL
$9.58B
$415K 0.05%
14,644
-21,454
-59% -$725K
AWF
374
AllianceBernstein Global High Income Fund
AWF
$867M
$415K 0.05%
+33,783
New +$404K
IWD icon
375
iShares Russell 1000 Value ETF
IWD
$82B
$413K 0.05%
4,001
-132
-3% -$13.3K
13 14
15
16 17

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.