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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHS icon
351
WisdomTree US High Dividend Fund
DHS
$1.56B
$434K 0.06%
6,863
+300
+5% +$17.7K
UCC icon
352
ProShares Ultra Consumer Discretionary
UCC
$9.33M
$431K 0.06%
+32,064
New +$385K
IOC
353
DELISTED
Interoil Corporation
IOC
$428K 0.06%
13,452
-1,696
-11% -$47.7K
GGM
354
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$426K 0.06%
21,728
+4,756
+28% +$88.8K
BX icon
355
Blackstone
BX
$104B
$421K 0.06%
14,995
-5,037
-25% -$133K
GM icon
356
General Motors
GM
$74.7B
$420K 0.06%
13,364
-907
-6% -$27.3K
PNC icon
357
PNC Financial Services
PNC
$100B
$420K 0.06%
4,963
-223
-4% -$19K
VDC icon
358
Vanguard Consumer Staples ETF
VDC
$7.86B
$419K 0.06%
3,097
+39
+1% +$5.04K
ALL icon
359
Allstate
ALL
$66.9B
$414K 0.06%
6,147
+59
+1% +$3.71K
NEA icon
360
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$409K 0.06%
28,753
-436
-1% -$6.08K
OXY icon
361
Occidental Petroleum
OXY
$57B
$409K 0.06%
5,979
+1,686
+39% +$113K
IWD icon
362
iShares Russell 1000 Value ETF
IWD
$82B
$408K 0.06%
4,133
-9,960
-71% -$933K
OEF icon
363
iShares S&P 100 ETF
OEF
$19.8B
$405K 0.06%
4,427
-1,654
-27% -$144K
GDX icon
364
CALL
VanEck Gold Miners ETF
GDX
$23B
$399K 0.05%
+20,000
New +$344K
PSA icon
365
Public Storage
PSA
$60.2B
$399K 0.05%
1,445
+31
+2% +$7.82K
TSLA icon
366
Tesla
TSLA
$1.24T
$396K 0.05%
25,830
-5,145
-17% -$67.7K
XHR
367
Xenia Hotels & Resorts
XHR
$1.98B
$396K 0.05%
25,344
+330
+1% +$4.88K
RPAI
368
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$394K 0.05%
24,870
-1,515
-6% -$22.8K
SBSW icon
369
Sibanye-Stillwater
SBSW
$5.92B
$391K 0.05%
+27,310
New +$295K
SHYG icon
370
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$391K 0.05%
+8,680
New +$383K
ESRX
371
DELISTED
Express Scripts Holding Company
ESRX
$390K 0.05%
5,671
-1,033
-15% -$74.3K
BXLT
372
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$389K 0.05%
9,628
-371
-4% -$14.7K
GBAB
373
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$387K 0.05%
16,758
+5,159
+44% +$116K
ICF icon
374
iShares Select U.S. REIT ETF
ICF
$2.12B
$387K 0.05%
7,498
+120
+2% +$5.78K
MXIM
375
DELISTED
Maxim Integrated Products
MXIM
$382K 0.05%
10,388
-167
-2% -$5.6K
13 14
15
16 17

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.