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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVR icon
351
Invesco Mortgage Capital
IVR
$776M
$484K 0.06%
3,117
+36
+1% +$5.61K
SABA
352
Saba Capital Income & Opportunities Fund II
SABA
$220M
$483K 0.06%
33,576
-3,040
-8% -$44K
ASHR icon
353
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.35B
$480K 0.06%
11,527
+261
+2% +$9.63K
OEF icon
354
iShares S&P 100 ETF
OEF
$19.8B
$480K 0.06%
+5,315
New +$484K
KR icon
355
Kroger
KR
$34.8B
$479K 0.06%
12,484
-264
-2% -$9.42K
AIVL icon
356
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$476K 0.06%
6,268
-60
-0.9% -$4.57K
IWS icon
357
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$475K 0.06%
6,310
+1,363
+28% +$102K
SLV icon
358
iShares Silver Trust
SLV
$28.1B
$475K 0.06%
29,818
-6,040
-17% -$96.7K
EMLC icon
359
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$472K 0.06%
11,733
+1,824
+18% +$75.3K
SGDM icon
360
Sprott Gold Miners ETF
SGDM
$551M
$470K 0.06%
+28,039
New +$532K
PDT
361
John Hancock Premium Dividend Fund
PDT
$634M
$469K 0.06%
33,757
+7,652
+29% +$107K
THRM icon
362
Gentherm
THRM
$1.31B
$469K 0.06%
+9,277
New +$393K
IEV icon
363
iShares Europe ETF
IEV
$1.63B
$468K 0.06%
+10,580
New +$462K
FSK icon
364
FS KKR Capital
FSK
$2.98B
$467K 0.06%
11,522
-3,259
-22% -$127K
LVLT
365
DELISTED
Level 3 Communications Inc
LVLT
$466K 0.06%
8,647
-60
-0.7% -$3.13K
MFIC icon
366
MidCap Financial Investment
MFIC
$784M
$463K 0.06%
20,095
+4,300
+27% +$96.9K
TW
367
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$463K 0.06%
3,506
-387
-10% -$48.5K
BGT icon
368
BlackRock Floating Rate Income Trust
BGT
$322M
$461K 0.06%
34,199
-2,020
-6% -$26.7K
REM icon
369
iShares Mortgage Real Estate ETF
REM
$542M
$460K 0.06%
9,834
+348
+4% +$16.3K
HA
370
DELISTED
Hawaiian Holdings, Inc.
HA
$460K 0.06%
20,880
+7,123
+52% +$152K
NVO
371
Novo Nordisk
NVO
$216B
$453K 0.06%
16,954
+100
+0.6% +$2.3K
FGP
372
DELISTED
Ferrellgas Partners, L.P.
FGP
$453K 0.06%
18,589
+308
+2% +$7.25K
IEMG icon
373
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$449K 0.06%
9,284
-6,533
-41% -$313K
MS icon
374
Morgan Stanley
MS
$337B
$449K 0.06%
12,578
+4,500
+56% +$161K
EWG icon
375
iShares MSCI Germany ETF
EWG
$1.5B
$448K 0.06%
15,007
+5,290
+54% +$152K
13 14
15
16 17

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.