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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $973K | 0.06% |
23,281
-7,121
| -23% | -$327K |
|
327
Ares Capital
ARCC
$13.6B
| $969K | 0.06% |
89,868
-25,318
| -22% | -$427K |
|
328
Baidu
BIDU
$35.8B
| $968K | 0.06% |
9,605
-794
| -8% | -$96.7K |
|
329
Newmont
NEM
$98.5B
| $964K | 0.06% |
+21,295
| New | +$961K |
|
|
SCHV
330
Schwab US Large-Cap Value ETF
SCHV
$15.8B
| $961K | 0.06% |
65,091
+207
| +0.3% | +$3.79K |
|
331
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$151M
| $960K | 0.06% |
32,544
-3,024
| -9% | -$95.7K |
|
332
Oracle
ORCL
$345B
| $956K | 0.06% |
19,785
-1,040
| -5% | -$53.7K |
|
333
Broadcom
AVGO
$1.82T
| $952K | 0.06% |
40,150
+5,790
| +17% | +$163K |
|
334
Pacer Trendpilot US Mid Cap ETF
PTMC
$395M
| $942K | 0.06% |
33,253
-3,172
| -9% | -$94.3K |
|
335
Cue Biopharma
CUE
$137M
| $940K | 0.06% |
2,208
+29
| +1% | +$14.1K |
|
336
iShares US Healthcare Providers ETF
IHF
$1.21B
| $933K | 0.06% |
27,975
+335
| +1% | +$12.7K |
|
337
First Trust S&P REIT Index Fund
FRI
$194M
| $932K | 0.06% |
49,237
+6,672
| +16% | +$163K |
|
338
Phillips 66
PSX
$83.3B
| $930K | 0.06% |
17,342
-1,817
| -9% | -$148K |
|
339
Paychex
PAYX
$41.1B
| $929K | 0.06% |
14,765
+663
| +5% | +$53K |
|
340
Vanguard Extended Market ETF
VXF
$30.5B
| $922K | 0.05% |
10,187
+5,812
| +133% | +$676K |
|
341
Hercules Capital
HTGC
$2.95B
| $914K | 0.05% |
119,635
+34,072
| +40% | +$445K |
|
342
VanEck Gold Miners ETF
GDX
$23.2B
| $907K | 0.05% |
39,353
-53,429
| -58% | -$1.46M |
|
343
Norfolk Southern
NSC
$77.1B
| $901K | 0.05% |
6,174
-847
| -12% | -$156K |
|
344
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
| $900K | 0.05% |
39,946
-26,184
| -40% | -$719K |
|
345
iShares Global 100 ETF
IOO
$8.68B
| $898K | 0.05% |
20,115
-886
| -4% | -$45.5K |
|
346
Main Street Capital
MAIN
$5B
| $898K | 0.05% |
43,781
+907
| +2% | +$33.9K |
|
347
Edwards Lifesciences
EW
$47.8B
| $897K | 0.05% |
14,274
-1,101
| -7% | -$79.4K |
|
348
Pacer Trendpilot 100 ETF
PTNQ
$1.19B
| $895K | 0.05% |
25,717
+441
| +2% | +$17.7K |
|
349
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
| $889K | 0.05% |
18,952
-12,143
| -39% | -$655K |
|
350
Cardinal Health
CAH
$53.7B
| $888K | 0.05% |
18,516
-1,340
| -7% | -$69.6K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.