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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
VanEck Semiconductor ETF
SMH
$67.6B
| $1.22M | 0.06% |
+20,484
| New | +$1.18M |
|
327
Micron Technology
MU
$1.04T
| $1.21M | 0.06% |
28,338
-4,053
| -13% | -$183K |
|
328
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $1.21M | 0.06% |
41,674
-1,754
| -4% | -$50.6K |
|
329
Hershey
HSY
$35.4B
| $1.21M | 0.06% |
7,801
+1,282
| +20% | +$194K |
|
330
Brookfield Infrastructure Partners
BIP
$18.8B
| $1.21M | 0.06% |
40,873
-2,726
| -6% | -$73.9K |
|
331
Essential Utilities
WTRG
$11.2B
| $1.2M | 0.06% |
26,817
+4,423
| +20% | +$190K |
|
332
Danaher
DHR
$135B
| $1.19M | 0.06% |
9,322
+45
| +0.5% | +$5.63K |
|
333
CSX Corp
CSX
$98.6B
| $1.19M | 0.06% |
51,624
+1,398
| +3% | +$32.5K |
|
334
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $1.19M | 0.06% |
20,830
-2,881
| -12% | -$163K |
|
335
TJX Companies
TJX
$170B
| $1.18M | 0.06% |
21,117
+312
| +1% | +$17K |
|
336
Universal Display
OLED
$3.71B
| $1.18M | 0.06% |
6,997
-1,530
| -18% | -$306K |
|
337
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $1.17M | 0.06% |
9,243
-460
| -5% | -$58.1K |
|
338
Thermo Fisher Scientific
TMO
$211B
| $1.16M | 0.06% |
3,982
-279
| -7% | -$79.9K |
|
339
Enterprise Products Partners
EPD
$83.8B
| $1.16M | 0.06% |
40,471
+2,163
| +6% | +$63K |
|
340
Okta
OKTA
$24.1B
| $1.16M | 0.06% |
11,726
-555
| -5% | -$69.3K |
|
341
iShares Russell 1000 Value ETF
IWD
$82B
| $1.15M | 0.06% |
8,991
+2,397
| +36% | +$305K |
|
342
Oracle
ORCL
$331B
| $1.15M | 0.06% |
20,825
-1,502
| -7% | -$83K |
|
343
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
| $1.15M | 0.06% |
22,200
+5,094
| +30% | +$261K |
|
344
Norfolk Southern
NSC
$78.8B
| $1.14M | 0.05% |
6,322
+681
| +12% | +$125K |
|
345
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
| $1.11M | 0.05% |
28,289
-4,576
| -14% | -$176K |
|
346
Archer Daniels Midland
ADM
$41.4B
| $1.1M | 0.05% |
26,823
+6,918
| +35% | +$275K |
|
347
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
| $1.1M | 0.05% |
37,757
-20,025
| -35% | -$579K |
|
348
Autodesk
ADSK
$44.3B
| $1.1M | 0.05% |
7,427
-15,776
| -68% | -$2.45M |
|
349
RH
RH
$3.3B
| $1.09M | 0.05% |
6,400
-1,200
| -16% | -$171K |
|
350
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
| $1.09M | 0.05% |
41,095
+7,785
| +23% | +$206K |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.