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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
326
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$951K 0.05%
18,003
+3,217
+22% +$168K
VOT icon
327
Vanguard Mid-Cap Growth ETF
VOT
$19B
$951K 0.05%
6,664
+331
+5% +$44.5K
EXK
328
Endeavour Silver
EXK
$2.32B
$950K 0.05%
377,069
+290,261
+334% +$690K
ROK icon
329
Rockwell Automation
ROK
$51.4B
$949K 0.05%
5,408
+778
+17% +$132K
OKTA icon
330
Okta
OKTA
$24.1B
$947K 0.05%
11,451
+5,868
+105% +$465K
TWLO icon
331
Twilio
TWLO
$29.1B
$938K 0.05%
+7,259
New +$818K
TTD icon
332
Trade Desk
TTD
$8.13B
$937K 0.05%
47,350
+26,590
+128% +$436K
FMAT icon
333
Fidelity MSCI Materials Index ETF
FMAT
$585M
$933K 0.05%
29,624
-3,391
-10% -$104K
TJX icon
334
TJX Companies
TJX
$170B
$930K 0.05%
17,476
+4,259
+32% +$212K
RIGS icon
335
ALPS Strategic Income Fund
RIGS
$60.4M
$929K 0.05%
37,754
+3,084
+9% +$75.5K
GM icon
336
General Motors
GM
$74.7B
$923K 0.05%
24,889
+8,294
+50% +$315K
AMT icon
337
American Tower
AMT
$77.7B
$920K 0.05%
4,670
+1,825
+64% +$320K
JPST icon
338
JPMorgan Ultra-Short Income ETF
JPST
$40B
$914K 0.05%
+18,170
New +$913K
KR icon
339
Kroger
KR
$34.8B
$913K 0.05%
37,097
+19,225
+108% +$527K
BX icon
340
Blackstone
BX
$104B
$909K 0.05%
25,982
+815
+3% +$27.2K
DHR icon
341
Danaher
DHR
$135B
$909K 0.05%
7,767
-199
-2% -$20.4K
USIG icon
342
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$909K 0.05%
+16,452
New +$888K
AFL icon
343
Aflac
AFL
$63.9B
$907K 0.05%
18,143
-884
-5% -$42.6K
ALL icon
344
Allstate
ALL
$66.9B
$904K 0.05%
9,599
-7,566
-44% -$684K
VLO icon
345
Valero Energy
VLO
$89.8B
$896K 0.05%
10,562
+618
+6% +$51.1K
XLRE icon
346
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$893K 0.05%
24,655
+14,117
+134% +$482K
DON icon
347
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$883K 0.05%
24,666
+11,988
+95% +$419K
IXN icon
348
iShares Global Tech ETF
IXN
$8.7B
$882K 0.05%
30,930
+4,482
+17% +$119K
RDS.A
349
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$873K 0.05%
13,949
+125
+0.9% +$7.73K
AEP icon
350
American Electric Power
AEP
$73.7B
$869K 0.05%
10,372
+569
+6% +$45.3K
12 13
14
15 16

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.