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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
326
Sherwin-Williams
SHW
$78.3B
$777K 0.06%
5,943
+213
+4% +$29K
FTCS icon
327
First Trust Capital Strength ETF
FTCS
$7.88B
$776K 0.06%
15,337
+3,091
+25% +$161K
FLTB icon
328
Fidelity Limited Term Bond ETF
FLTB
$415M
$773K 0.06%
15,604
-89
-0.6% -$4.42K
MET icon
329
MetLife
MET
$61B
$768K 0.06%
16,742
-1,182
-7% -$57.4K
GM icon
330
General Motors
GM
$74.7B
$759K 0.06%
20,890
-1,465
-7% -$59.4K
VFH icon
331
Vanguard Financials ETF
VFH
$13.3B
$759K 0.06%
10,928
+268
+3% +$19.3K
AB icon
332
AllianceBernstein
AB
$3.47B
$750K 0.05%
27,925
+6,872
+33% +$183K
RSG icon
333
Republic Services
RSG
$66.7B
$746K 0.05%
11,270
+3,773
+50% +$253K
BX icon
334
Blackstone
BX
$104B
$742K 0.05%
23,211
-746
-3% -$25.4K
IWD icon
335
iShares Russell 1000 Value ETF
IWD
$82B
$739K 0.05%
6,162
-230
-4% -$28.7K
BWX icon
336
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$736K 0.05%
24,931
+1,472
+6% +$42.8K
BNDX icon
337
Vanguard Total International Bond ETF
BNDX
$82B
$732K 0.05%
13,371
+3,895
+41% +$211K
PSEC icon
338
Prospect Capital
PSEC
$1.06B
$726K 0.05%
110,818
-5,168
-4% -$34.5K
XEL icon
339
Xcel Energy
XEL
$51B
$725K 0.05%
15,939
-421
-3% -$18.8K
FAST icon
340
Fastenal
FAST
$54B
$722K 0.05%
52,908
+460
+0.9% +$6.33K
IFLN
341
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$718K 0.05%
38,803
+277
+0.7% +$5.18K
IFV icon
342
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$717K 0.05%
32,274
+11,310
+54% +$258K
NOC icon
343
Northrop Grumman
NOC
$77B
$714K 0.05%
2,045
-80
-4% -$26.8K
GPP
344
DELISTED
Green Plains Partners LP
GPP
$714K 0.05%
41,045
+6,416
+19% +$115K
TWTR
345
DELISTED
Twitter, Inc.
TWTR
$705K 0.05%
24,299
+1,233
+5% +$36.1K
WRK
346
DELISTED
WestRock Company
WRK
$691K 0.05%
+10,771
New +$711K
TMO icon
347
Thermo Fisher Scientific
TMO
$211B
$690K 0.05%
3,341
+54
+2% +$11.3K
IYH icon
348
iShares US Healthcare ETF
IYH
$3.11B
$689K 0.05%
19,950
+2,320
+13% +$83.5K
BAX icon
349
Baxter International
BAX
$11.6B
$688K 0.05%
10,583
-480
-4% -$32.5K
ED icon
350
Consolidated Edison
ED
$41.6B
$688K 0.05%
8,827
-1,482
-14% -$115K
12 13
14
15 16

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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.