We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Blackstone
BX
$104B
| $736K | 0.06% |
22,068
-1,884
| -8% | -$62K |
|
327
iShares US Pharmaceuticals ETF
IHE
$1.47B
| $734K | 0.06% |
14,076
+576
| +4% | +$29.6K |
|
|
DBL
328
DoubleLine Opportunistic Credit Fund
DBL
$278M
| $731K | 0.06% |
30,413
+2,054
| +7% | +$50.5K |
|
|
IFLN
329
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
| $730K | 0.06% |
38,264
-68
| -0.2% | -$1.29K |
|
330
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $720K | 0.06% |
5,831
-1
| -0% | -$124 |
|
331
CF Industries
CF
$19.2B
| $714K | 0.06% |
20,303
-2,739
| -12% | -$84.6K |
|
332
iShares Silver Trust
SLV
$28.1B
| $711K | 0.06% |
45,196
+675
| +2% | +$10.8K |
|
333
Cracker Barrel
CBRL
$1.2B
| $703K | 0.06% |
4,636
+246
| +6% | +$37.6K |
|
334
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $703K | 0.06% |
41,869
+5,159
| +14% | +$86.1K |
|
|
VPU
335
Vanguard Utilities ETF
VPU
$8.83B
| $701K | 0.06% |
6,001
+1,139
| +23% | +$135K |
|
336
ProShares UltraPro QQQ
TQQQ
$31.1B
| $700K | 0.06% |
147,000
-3,384
| -2% | -$15.5K |
|
337
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $695K | 0.06% |
7,899
+1,048
| +15% | +$92.2K |
|
338
Blackrock
BLK
$164B
| $691K | 0.06% |
1,545
+101
| +7% | +$43.1K |
|
339
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
| $691K | 0.06% |
44,865
+14,588
| +48% | +$217K |
|
340
Oneok
OKE
$58.7B
| $688K | 0.06% |
12,424
+6,144
| +98% | +$332K |
|
341
Cullen/Frost Bankers
CFR
$10.3B
| $682K | 0.06% |
+7,183
| New | +$649K |
|
342
Xcel Energy
XEL
$51B
| $672K | 0.06% |
14,194
+69
| +0.5% | +$3.31K |
|
343
iShares Russell 1000 Value ETF
IWD
$82B
| $670K | 0.06% |
5,657
-494
| -8% | -$57.6K |
|
344
NNN REIT
NNN
$9.39B
| $668K | 0.06% |
16,032
+940
| +6% | +$38.4K |
|
345
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
| $666K | 0.05% |
12,650
-566
| -4% | -$29.8K |
|
|
FSD
346
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $665K | 0.05% |
39,063
+20,620
| +112% | +$350K |
|
347
Sherwin-Williams
SHW
$78.3B
| $664K | 0.05% |
5,565
+87
| +2% | +$9.98K |
|
348
PNC Financial Services
PNC
$100B
| $660K | 0.05% |
4,895
-126
| -3% | -$16.2K |
|
349
Vanguard Financials ETF
VFH
$13.3B
| $659K | 0.05% |
10,080
-1,946
| -16% | -$123K |
|
350
W.W. Grainger
GWW
$65.3B
| $656K | 0.05% |
+3,646
| New | +$615K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.