We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
326
Simon Property Group
SPG
$74.5B
$652K 0.06%
3,792
+1,149
+43% +$205K
LUMN icon
327
Lumen
LUMN
$6.53B
$649K 0.06%
27,522
+2,883
+12% +$70.3K
VHT icon
328
Vanguard Health Care ETF
VHT
$18.2B
$636K 0.06%
4,613
-1,094
-19% -$147K
TCF
329
DELISTED
TCF Financial Corporation Common Stock
TCF
$635K 0.06%
12,419
+1,123
+10% +$58K
HAL icon
330
Halliburton
HAL
$27.9B
$626K 0.06%
12,724
+490
+4% +$26.4K
VFH icon
331
Vanguard Financials ETF
VFH
$13.3B
$626K 0.06%
10,355
+6,970
+206% +$425K
PI icon
332
Impinj
PI
$3.89B
$623K 0.06%
20,581
+9,800
+91% +$308K
PEY icon
333
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$618K 0.06%
36,198
-5,739
-14% -$97.8K
CCI icon
334
Crown Castle
CCI
$32.7B
$617K 0.06%
6,532
-275
-4% -$24.6K
LVLT
335
DELISTED
Level 3 Communications Inc
LVLT
$617K 0.06%
10,782
– –
PEB icon
336
Pebblebrook Hotel Trust
PEB
$2.16B
$616K 0.06%
21,096
+10,780
+104% +$312K
HEDJ icon
337
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$615K 0.06%
19,584
-2,662
-12% -$79.2K
BSJJ
338
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$615K 0.06%
25,130
+5,678
+29% +$138K
KR icon
339
Kroger
KR
$34.8B
$611K 0.06%
20,717
+2,534
+14% +$80.9K
PNC icon
340
PNC Financial Services
PNC
$100B
$607K 0.06%
5,049
+61
+1% +$7.47K
JPI
341
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$604K 0.06%
25,100
+3,000
+14% +$71.3K
CELG
342
DELISTED
Celgene Corp
CELG
$599K 0.06%
4,814
+723
+18% +$86.5K
XLI icon
343
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$598K 0.06%
9,197
-2,909
-24% -$188K
DIG icon
344
ProShares Ultra Energy
DIG
$71.1M
$596K 0.06%
+12,761
New +$634K
BUD icon
345
AB InBev
BUD
$158B
$593K 0.06%
5,402
+491
+10% +$52.8K
IAGG icon
346
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$591K 0.06%
11,416
+627
+6% +$32.3K
DBC icon
347
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$590K 0.06%
38,767
-7,097
-15% -$110K
AAL icon
348
American Airlines Group
AAL
$9.58B
$589K 0.06%
13,913
+1,523
+12% +$68.9K
ORI icon
349
Old Republic International
ORI
$10.3B
$589K 0.06%
28,765
-857
-3% -$17.3K
WOOD icon
350
iShares Global Timber & Forestry ETF
WOOD
$258M
$584K 0.06%
10,125
+1,551
+18% +$86.9K
12 13
14
15 16

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.