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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
326
Exelon
EXC
$48.6B
$549K 0.06%
21,676
-1,206
-5% -$28.6K
NYRT
327
DELISTED
New York REIT, Inc.
NYRT
$549K 0.06%
5,428
-27
-0.5% -$2.59K
RVT icon
328
Royce Value Trust
RVT
$2.21B
$548K 0.06%
40,921
+3,658
+10% +$47K
REM icon
329
iShares Mortgage Real Estate ETF
REM
$542M
$539K 0.06%
12,807
+872
+7% +$36.5K
FLTR icon
330
VanEck IG Floating Rate ETF
FLTR
$2.93B
$536K 0.06%
21,447
-217
-1% -$5.41K
HD icon
331
CALL
Home Depot
HD
$332B
$536K 0.06%
4,000
– –
BCS.PRD.CL
332
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$536K 0.06%
20,980
– –
VOT icon
333
Vanguard Mid-Cap Growth ETF
VOT
$19B
$535K 0.06%
5,061
-108
-2% -$11.3K
BX icon
334
Blackstone
BX
$104B
$534K 0.06%
19,756
-10,506
-35% -$273K
MDLZ icon
335
Mondelez International
MDLZ
$77.7B
$534K 0.06%
12,045
+59
+0.5% +$2.54K
FNCL icon
336
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$529K 0.06%
15,293
-4,363
-22% -$139K
VCIT icon
337
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$526K 0.06%
6,142
+591
+11% +$51.4K
RPM icon
338
RPM International
RPM
$13.7B
$525K 0.06%
9,744
+358
+4% +$18.3K
PPG icon
339
PPG Industries
PPG
$25.9B
$523K 0.06%
5,521
-98
-2% -$9.35K
FIDU icon
340
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$522K 0.06%
+16,193
New +$504K
VGT icon
341
Vanguard Information Technology ETF
VGT
$139B
$521K 0.06%
34,312
+3,896
+13% +$58.7K
VOX icon
342
Vanguard Communication Services ETF
VOX
$5.53B
$520K 0.06%
5,192
-20
-0.4% -$1.88K
BUD icon
343
AB InBev
BUD
$158B
$518K 0.06%
4,911
+1,682
+52% +$189K
VBF icon
344
Invesco Bond Fund
VBF
$168M
$515K 0.06%
27,831
+387
+1% +$7.23K
BKLN icon
345
Invesco Senior Loan ETF
BKLN
$7.1B
$512K 0.06%
21,927
+5,348
+32% +$124K
TT icon
346
Trane Technologies
TT
$106B
$512K 0.06%
6,825
– –
FCX icon
347
Freeport-McMoran
FCX
$90B
$510K 0.06%
38,643
+21,226
+122% +$272K
EMLP icon
348
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$508K 0.06%
20,144
+8,577
+74% +$212K
JPI
349
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$507K 0.06%
22,100
-574
-3% -$13.4K
BLK icon
350
Blackrock
BLK
$164B
$503K 0.06%
1,321
+2
+0.2% +$733
12 13
14
15 16

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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.