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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.58%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$843M
AUM Growth
+$76.4M
(+10%)
Cap. Flow
+$63.7M
Cap. Flow
% of AUM
7.56%
Top 10 Holdings %
Top 10 Hldgs %
17.77%
Holding
802
New
105
Increased
397
Reduced
227
Closed
58
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$10.4M |
| 2 |
iShares Core S&P US Growth ETF
IUSG
|
+$6.7M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$3.74M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$3.37M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$6.61M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$6.52M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.12M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.75M |
| 5 |
Invesco Emerging Markets Sovereign Debt ETF
PCY
|
+$3.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 4.96% |
| 2 | Technology | 4.88% |
| 3 | Healthcare | 4.65% |
| 4 | Industrials | 3.9% |
| 5 | Financials | 3.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
American Express
AXP
$223B
| $526K | 0.06% |
8,214
+2,567
| +45% | +$165K |
|
327
Mondelez International
MDLZ
$77.7B
| $526K | 0.06% |
11,986
+1,008
| +9% | +$44.2K |
|
|
DPLO
328
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
| $525K | 0.06% |
18,761
+55
| +0.3% | +$1.85K |
|
329
Nuveen Floating Rate Income Fund
JFR
$1.23B
| $518K | 0.06% |
46,932
+4,098
| +10% | +$43.9K |
|
330
British American Tobacco
BTI
$132B
| $517K | 0.06% |
8,102
-186
| -2% | -$11.8K |
|
331
CALL
Home Depot
HD
$332B
| $515K | 0.06% |
4,000
+2,000
| +100% | +$267K |
|
332
PayPal
PYPL
$49.5B
| $513K | 0.06% |
12,510
-405
| -3% | -$15.6K |
|
333
Pitney Bowes
PBI
$2.42B
| $512K | 0.06% |
28,217
-2,690
| -9% | -$49.4K |
|
334
Novartis
NVS
$295B
| $508K | 0.06% |
7,177
-127
| -2% | -$9.26K |
|
|
BSCG
335
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
| $507K | 0.06% |
22,968
+526
| +2% | +$11.6K |
|
336
Baidu
BIDU
$35.8B
| $505K | 0.06% |
2,773
-200
| -7% | -$34.6K |
|
337
RPM International
RPM
$13.7B
| $504K | 0.06% |
9,386
-1,113
| -11% | -$59.1K |
|
|
NUM
338
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
| $504K | 0.06% |
34,190
-1,978
| -5% | -$30.1K |
|
339
iShares Mortgage Real Estate ETF
REM
$542M
| $502K | 0.06% |
11,935
+1,528
| +15% | +$64.8K |
|
|
PFC
340
DELISTED
Premier Financial Corp. Common Stock
PFC
| $500K | 0.06% |
22,402
+116
| +0.5% | +$2.5K |
|
|
NYRT
341
DELISTED
New York REIT, Inc.
NYRT
| $499K | 0.06% |
5,455
-114
| -2% | -$10.9K |
|
342
iShares US Regional Banks ETF
IAT
$685M
| $497K | 0.06% |
+14,130
| New | +$484K |
|
343
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $497K | 0.06% |
5,551
-405
| -7% | -$36.2K |
|
344
American Airlines Group
AAL
$9.58B
| $494K | 0.06% |
13,483
-1,161
| -8% | -$41K |
|
345
Vanguard Extended Market ETF
VXF
$30.3B
| $494K | 0.06% |
5,408
+40
| +0.7% | +$3.59K |
|
346
Citigroup
C
$222B
| $493K | 0.06% |
10,445
-97
| -0.9% | -$4.41K |
|
347
CMS Energy
CMS
$23.1B
| $493K | 0.06% |
11,738
+844
| +8% | +$36.8K |
|
348
Teva Pharmaceuticals
TEVA
$35.9B
| $493K | 0.06% |
10,704
+484
| +5% | +$25.3K |
|
349
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
| $492K | 0.06% |
15,620
-12,833
| -45% | -$406K |
|
350
iShares Europe ETF
IEV
$1.63B
| $492K | 0.06% |
12,486
-1,784
| -13% | -$69.3K |
|
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Sigma Planning Corp's Q3 2016 Portfolio in Review
As of Q3 2016, Sigma Planning Corp held 802 positions worth $843M, up 10% from $767M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $63.7M of net new capital in Q3 2016, opening 105 new positions and adding to 397 existing holdings. Its largest new stake was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.
By sector, the portfolio is most concentrated in Consumer Staples at 5% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $6.61M trimmed.
- Sigma Planning Corp's largest Q3 2016 buy was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $10.4M increase.
- Sigma Planning Corp's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $6.61M.
- Sigma Planning Corp fully exited State Street SPDR S&P 600 Small Cap Value ETF in Q3 2016, selling an estimated $1.77M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $843M portfolio in Q3 2016.
- Sigma Planning Corp opened 105 new positions and closed 58 in Q3 2016.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $843M.
Based on Sigma Planning Corp's 13F filing for Q3 2016, filed 7 Nov 2016.