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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
326
CMS Energy
CMS
$23.1B
$500K 0.07%
10,894
-721
-6% -$30.3K
MDLZ icon
327
Mondelez International
MDLZ
$77.7B
$500K 0.07%
10,978
+54
+0.5% +$2.35K
BSCK
328
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$499K 0.07%
+22,967
New +$493K
BSCI
329
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$497K 0.06%
+23,276
New +$495K
APO icon
330
Apollo Global Management
APO
$70.7B
$496K 0.06%
32,763
-4,993
-13% -$82K
VOX icon
331
Vanguard Communication Services ETF
VOX
$5.53B
$495K 0.06%
5,028
+133
+3% +$12.3K
BSCG
332
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$495K 0.06%
22,442
+10,707
+91% +$236K
GSP
333
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$494K 0.06%
+34,017
New +$475K
BIDU icon
334
Baidu
BIDU
$35.8B
$491K 0.06%
2,973
-5,645
-66% -$991K
VOT icon
335
Vanguard Mid-Cap Growth ETF
VOT
$19B
$489K 0.06%
4,795
-34
-0.7% -$3.43K
TWTR
336
DELISTED
Twitter, Inc.
TWTR
$485K 0.06%
28,681
-988
-3% -$15.4K
RWX icon
337
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$478K 0.06%
11,530
-268
-2% -$11.2K
PYPL icon
338
PayPal
PYPL
$49.5B
$472K 0.06%
12,915
-757
-6% -$28.9K
PDM
339
Piedmont Realty Trust
PDM
$1.22B
$469K 0.06%
21,792
-276
-1% -$5.6K
BAX icon
340
Baxter International
BAX
$11.6B
$466K 0.06%
10,295
-500
-5% -$21.9K
RPG icon
341
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$466K 0.06%
28,765
-2,715
-9% -$43.4K
LVLT
342
DELISTED
Level 3 Communications Inc
LVLT
$466K 0.06%
9,043
+78
+0.9% +$4.08K
JJG
343
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$464K 0.06%
+14,154
New +$472K
IWF icon
344
iShares Russell 1000 Growth ETF
IWF
$122B
$462K 0.06%
18,416
-1,560
-8% -$39K
BLK icon
345
Blackrock
BLK
$164B
$459K 0.06%
1,341
-50
-4% -$17.6K
SLB icon
346
SLB Ltd
SLB
$77.8B
$459K 0.06%
5,801
+415
+8% +$31.8K
VXF icon
347
Vanguard Extended Market ETF
VXF
$30.3B
$459K 0.06%
5,368
-63
-1% -$5.31K
IFV icon
348
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$458K 0.06%
27,579
-8,533
-24% -$146K
PSA icon
349
Public Storage
PSA
$60.2B
$456K 0.06%
1,785
+340
+24% +$87.3K
TJX icon
350
TJX Companies
TJX
$170B
$454K 0.06%
11,754
-3,370
-22% -$129K
12 13
14
15 16

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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.