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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
(+2.4%)
Cap. Flow
+$2.4M
Cap. Flow
% of AUM
0.33%
Top 10 Holdings %
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$5.57M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.92M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$4.01M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.97M |
| 5 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$4.48M |
| 3 |
ProShares Short S&P500
SH
|
+$3.97M |
| 4 |
ProShares Ultra S&P500
SSO
|
+$3.73M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$3.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 6.17% |
| 2 | Technology | 5.83% |
| 3 | Healthcare | 5.3% |
| 4 | Industrials | 4.69% |
| 5 | Communication Services | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Blackrock
BLK
$164B
| $474K | 0.06% |
1,391
-100
| -7% | -$31.7K |
|
327
British American Tobacco
BTI
$132B
| $474K | 0.06% |
8,108
-430
| -5% | -$23.7K |
|
328
Hasbro
HAS
$12.6B
| $474K | 0.06% |
5,916
+326
| +6% | +$24.2K |
|
|
LVLT
329
DELISTED
Level 3 Communications Inc
LVLT
| $474K | 0.06% |
8,965
-167
| -2% | -$8.24K |
|
330
Southwest Airlines
LUV
$22.1B
| $470K | 0.06% |
10,481
-8,110
| -44% | -$330K |
|
331
Novartis
NVS
$295B
| $470K | 0.06% |
7,238
-1,323
| -15% | -$90K |
|
332
RPM International
RPM
$13.7B
| $470K | 0.06% |
9,921
+282
| +3% | +$11.7K |
|
333
Invesco CurrencyShares Japanese Yen Trust
FXY
$423M
| $466K | 0.06% |
+5,422
| New | +$456K |
|
|
RDS.A
334
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $462K | 0.06% |
9,536
-1,866
| -16% | -$83.4K |
|
335
iShares MSCI Emerging Markets ETF
EEM
$28B
| $461K | 0.06% |
13,455
-5,237
| -28% | -$162K |
|
336
CenterPoint Energy
CNP
$29.1B
| $459K | 0.06% |
+21,933
| New | +$414K |
|
337
Colgate-Palmolive
CL
$72.6B
| $455K | 0.06% |
6,442
+1,095
| +20% | +$72.9K |
|
338
Vanguard Communication Services ETF
VOX
$5.53B
| $454K | 0.06% |
+4,895
| New | +$420K |
|
339
Texas Instruments
TXN
$255B
| $451K | 0.06% |
7,852
+2,247
| +40% | +$119K |
|
340
Vanguard Extended Market ETF
VXF
$30.3B
| $450K | 0.06% |
5,431
+76
| +1% | +$5.88K |
|
341
Pitney Bowes
PBI
$2.42B
| $449K | 0.06% |
20,861
-10,317
| -33% | -$196K |
|
342
Halliburton
HAL
$27.9B
| $448K | 0.06% |
12,542
-1,045
| -8% | -$34.1K |
|
|
PDM
343
Piedmont Realty Trust
PDM
$1.22B
| $448K | 0.06% |
22,068
-863
| -4% | -$16.1K |
|
344
Baxter International
BAX
$11.6B
| $443K | 0.06% |
10,795
-2,457
| -19% | -$93.6K |
|
|
DNO
345
DELISTED
United States Short Oil Fund
DNO
| $443K | 0.06% |
5,183
-1,017
| -16% | -$93.1K |
|
346
Alibaba
BABA
$269B
| $442K | 0.06% |
5,598
+434
| +8% | +$30.5K |
|
347
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $442K | 0.06% |
15,623
-1,312
| -8% | -$36K |
|
348
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $440K | 0.06% |
32,305
+1,283
| +4% | +$16.7K |
|
349
Mondelez International
MDLZ
$77.7B
| $438K | 0.06% |
10,924
+737
| +7% | +$30K |
|
350
Citigroup
C
$222B
| $436K | 0.06% |
10,433
-1,836
| -15% | -$76.7K |
|
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Sigma Planning Corp's Q1 2016 Portfolio in Review
As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.
By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.
- Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
- Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
- Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
- Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
- Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
- Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.
Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.