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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
326
DELISTED
Interoil Corporation
IOC
$476K 0.07%
15,148
+48
+0.3% +$1.76K
BXMT icon
327
Blackstone Mortgage Trust
BXMT
$2.82B
$475K 0.07%
17,745
+6,389
+56% +$178K
XEL icon
328
Xcel Energy
XEL
$51B
$474K 0.07%
13,191
+276
+2% +$9.86K
DLR icon
329
Digital Realty Trust
DLR
$73.7B
$473K 0.07%
+6,251
New +$451K
BTI icon
330
British American Tobacco
BTI
$132B
$472K 0.07%
8,538
-130
-1% -$7.45K
SCG
331
DELISTED
Scana
SCG
$472K 0.07%
7,797
+12
+0.2% +$703
VAW icon
332
Vanguard Materials ETF
VAW
$3B
$471K 0.07%
4,999
+23
+0.5% +$2.22K
CELG
333
DELISTED
Celgene Corp
CELG
$469K 0.07%
3,914
-261
-6% -$30.2K
BHP icon
334
BHP
BHP
$213B
$468K 0.07%
+20,352
New +$544K
HAL icon
335
Halliburton
HAL
$27.9B
$463K 0.06%
13,587
-280
-2% -$10.6K
PCY icon
336
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$463K 0.06%
16,935
+290
+2% +$8.07K
PHG icon
337
Philips
PHG
$25.4B
$463K 0.06%
25,444
+1,725
+7% +$32.3K
ERX icon
338
Direxion Daily Energy Bull 2X ETF
ERX
$249M
$459K 0.06%
+1,958
New +$611K
SCHH icon
339
Schwab US REIT ETF
SCHH
$11.7B
$459K 0.06%
23,150
+6,496
+39% +$127K
MDLZ icon
340
Mondelez International
MDLZ
$77.7B
$457K 0.06%
10,187
-135
-1% -$6.04K
VGT icon
341
Vanguard Information Technology ETF
VGT
$139B
$456K 0.06%
33,712
+6,072
+22% +$82.9K
PFX icon
342
PhenixFIN
PFX
$452K 0.06%
3,005
+145
+5% +$22.1K
FYC icon
343
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$450K 0.06%
+14,766
New +$457K
MORL
344
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$450K 0.06%
33,900
+9,600
+40% +$132K
VXF icon
345
Vanguard Extended Market ETF
VXF
$30.3B
$449K 0.06%
5,355
-154
-3% -$13.2K
IYH icon
346
iShares US Healthcare ETF
IYH
$3.11B
$444K 0.06%
14,795
-2,160
-13% -$64.2K
XSD icon
347
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$444K 0.06%
+10,170
New +$436K
IWP icon
348
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$443K 0.06%
9,640
+108
+1% +$5.02K
SHW icon
349
Sherwin-Williams
SHW
$78.3B
$441K 0.06%
5,094
-24
-0.5% -$2.08K
SDYL
350
DELISTED
ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN
SDYL
$437K 0.06%
8,600
+3,100
+56% +$158K
12 13
14
15 16

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.