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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
326
Vanguard Extended Market ETF
VXF
$30.3B
$450K 0.07%
5,509
-353
-6% -$31.3K
NIO
327
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$448K 0.07%
31,811
+6,215
+24% +$86.3K
FXY icon
328
Invesco CurrencyShares Japanese Yen Trust
FXY
$423M
$447K 0.07%
+5,528
New +$439K
LNC icon
329
Lincoln National
LNC
$7.91B
$446K 0.07%
9,399
+546
+6% +$29.3K
BLK icon
330
Blackrock
BLK
$164B
$442K 0.07%
1,486
-54
-4% -$17.4K
EWW icon
331
iShares MSCI Mexico ETF
EWW
$1.89B
$440K 0.07%
+8,524
New +$461K
OEF icon
332
iShares S&P 100 ETF
OEF
$19.8B
$440K 0.07%
5,189
+68
+1% +$6.1K
XBI icon
333
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$439K 0.07%
7,059
-126
-2% -$9.93K
MNDT
334
DELISTED
Mandiant, Inc. Common Stock
MNDT
$438K 0.07%
13,776
+4,303
+45% +$180K
SCG
335
DELISTED
Scana
SCG
$438K 0.07%
7,785
-77
-1% -$4.13K
CLMT icon
336
Calumet Specialty Products
CLMT
$3.63B
$435K 0.07%
17,906
-1,179
-6% -$30.6K
VAW icon
337
Vanguard Materials ETF
VAW
$3B
$435K 0.07%
4,976
+986
+25% +$97.3K
MDLZ icon
338
Mondelez International
MDLZ
$77.7B
$432K 0.07%
10,322
-732
-7% -$31.5K
AET
339
DELISTED
Aetna Inc
AET
$431K 0.07%
3,934
+269
+7% +$31.1K
FTEC icon
340
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$430K 0.07%
14,203
-10,947
-44% -$346K
MS icon
341
Morgan Stanley
MS
$337B
$430K 0.07%
13,644
-135
-1% -$4.91K
PFX icon
342
PhenixFIN
PFX
$426K 0.07%
2,860
+202
+8% +$34.4K
PNC icon
343
PNC Financial Services
PNC
$100B
$426K 0.07%
4,770
-1,273
-21% -$120K
RPAI
344
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$423K 0.07%
30,036
-3,677
-11% -$52.7K
IWP icon
345
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$422K 0.07%
9,532
+4,954
+108% +$235K
BNDX icon
346
Vanguard Total International Bond ETF
BNDX
$82B
$420K 0.07%
7,931
+2,486
+46% +$131K
EMLC icon
347
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$418K 0.07%
12,058
+273
+2% +$10K
OI icon
348
O-I Glass
OI
$1.39B
$418K 0.07%
20,187
-1,155
-5% -$24.6K
WPZ
349
DELISTED
Williams Partners L.P.
WPZ
$416K 0.07%
13,027
-481
-4% -$20.1K
GLAD icon
350
Gladstone Capital
GLAD
$425M
$414K 0.07%
+25,440
New +$426K
12 13
14
15 16

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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.