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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
301
Valero Energy
VLO
$89.8B
$2.18M 0.06%
12,817
+5,784
+82% +$863K
XLB icon
302
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$2.18M 0.06%
48,610
+930
+2% +$42K
JIVE icon
303
JPMorgan International Value ETF
JIVE
$3.3B
$2.18M 0.06%
28,869
+450
+2% +$32.6K
RMIF icon
304
LHA Risk-Managed Income ETF
RMIF
$16.6M
$2.17M 0.06%
86,694
-13,196
-13% -$330K
RWK icon
305
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$2.15M 0.06%
17,199
-2,344
-12% -$289K
SPSB icon
306
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.15M 0.06%
70,928
+1,612
+2% +$48.6K
FENI icon
307
Fidelity Enhanced International ETF
FENI
$10.4B
$2.13M 0.06%
60,508
+34,355
+131% +$1.17M
IREN icon
308
Iris Energy
IREN
$13.2B
$2.13M 0.06%
+45,437
New +$1.1M
LVHI icon
309
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$2.12M 0.06%
61,093
-712
-1% -$24.2K
PRF icon
310
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$2.12M 0.06%
46,926
-9,366
-17% -$409K
GILD icon
311
Gilead Sciences
GILD
$161B
$2.11M 0.06%
19,023
-7,751
-29% -$881K
PWR icon
312
Quanta Services
PWR
$93.9B
$2.1M 0.06%
5,076
+1,901
+60% +$739K
B
313
Barrick Mining
B
$62.2B
$2.1M 0.06%
64,010
+1,259
+2% +$31.9K
SRLN icon
314
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$2.09M 0.06%
50,324
+1,797
+4% +$74.6K
FV icon
315
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$2.08M 0.06%
33,603
-11,501
-25% -$701K
IDEV icon
316
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$2.07M 0.06%
25,845
+1,995
+8% +$155K
CEG icon
317
Constellation Energy
CEG
$98B
$2.06M 0.06%
6,261
-226
-3% -$72.9K
BND icon
318
Vanguard Total Bond Market
BND
$157B
$2.06M 0.06%
27,643
+719
+3% +$52.9K
MGV icon
319
Vanguard Mega Cap Value ETF
MGV
$13.2B
$2.04M 0.06%
14,841
+205
+1% +$27.4K
IWV icon
320
iShares Russell 3000 ETF
IWV
$19.5B
$2.03M 0.06%
5,365
+394
+8% +$144K
CALF icon
321
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$2.01M 0.06%
45,891
-6,208
-12% -$262K
OUNZ icon
322
VanEck Merk Gold Trust
OUNZ
$2.51B
$2.01M 0.06%
53,916
-14,485
-21% -$483K
IDCC icon
323
InterDigital
IDCC
$6.68B
$2M 0.06%
5,807
+676
+13% +$184K
URI icon
324
United Rentals
URI
$71.1B
$2M 0.06%
2,096
-150
-7% -$134K
GIS icon
325
General Mills
GIS
$19.2B
$1.97M 0.06%
39,156
+9,707
+33% +$487K
11 12
13
14 15

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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.