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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Goldman Sachs
GS
$313B
| $859K | 0.07% |
2,228
-3,180
| -59% | -$1.06M |
|
302
Automatic Data Processing
ADP
$100B
| $855K | 0.07% |
3,668
-4,863
| -57% | -$1.13M |
|
303
Devon Energy
DVN
$51.9B
| $854K | 0.07% |
18,845
-28,992
| -61% | -$1.33M |
|
304
JPMorgan Income ETF
JPIE
$10B
| $853K | 0.07% |
18,711
-19,388
| -51% | -$865K |
|
305
PGIM Ultra Short Bond ETF
PULS
$17.7B
| $837K | 0.07% |
16,952
-36,102
| -68% | -$1.78M |
|
306
iShares MSCI EAFE ETF
EFA
$76.4B
| $834K | 0.07% |
11,063
-8,441
| -43% | -$597K |
|
307
T. Rowe Price US Equity Research ETF
TSPA
$4.1B
| $832K | 0.07% |
28,296
-6,016
| -18% | -$165K |
|
308
iShares US Financials ETF
IYF
$4.39B
| $832K | 0.07% |
9,738
-2,152
| -18% | -$168K |
|
309
Mercado Libre
MELI
$91.3B
| $831K | 0.07% |
529
-181
| -25% | -$257K |
|
310
iShares S&P 100 ETF
OEF
$19.8B
| $821K | 0.06% |
3,677
-1,035
| -22% | -$218K |
|
311
Cullen/Frost Bankers
CFR
$10.3B
| $816K | 0.06% |
7,524
-2,369
| -24% | -$230K |
|
312
General Dynamics
GD
$105B
| $816K | 0.06% |
3,141
-3,197
| -50% | -$780K |
|
313
Vanguard Health Care ETF
VHT
$18.2B
| $811K | 0.06% |
3,235
-6,557
| -67% | -$1.55M |
|
314
UiPath
PATH
$5.62B
| $809K | 0.06% |
+32,550
| New | +$635K |
|
|
PXD
315
DELISTED
Pioneer Natural Resource Co.
PXD
| $806K | 0.06% |
3,583
-4,461
| -55% | -$1.05M |
|
316
Vanguard Energy ETF
VDE
$10.1B
| $804K | 0.06% |
6,858
-9,554
| -58% | -$1.15M |
|
|
K
317
DELISTED
Kellanova
K
| $803K | 0.06% |
14,367
-21,414
| -60% | -$1.12M |
|
318
Enbridge
ENB
$124B
| $801K | 0.06% |
22,228
-31,052
| -58% | -$1.05M |
|
319
Xcel Energy
XEL
$51B
| $797K | 0.06% |
12,874
-4,230
| -25% | -$254K |
|
320
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $789K | 0.06% |
6,788
-7,242
| -52% | -$772K |
|
321
First Trust Indxx NextG ETF
NXTG
$537M
| $785K | 0.06% |
10,225
-6,469
| -39% | -$457K |
|
322
First Trust Managed Municipal ETF
FMB
$2.03B
| $779K | 0.06% |
15,069
-12,477
| -45% | -$621K |
|
323
Invesco Variable Rate Investment Grade ETF
VRIG
$1.77B
| $773K | 0.06% |
30,920
-61,346
| -66% | -$1.53M |
|
324
Roku
ROKU
$21.1B
| $773K | 0.06% |
8,428
+2,306
| +38% | +$193K |
|
325
Dollar General
DG
$25.9B
| $769K | 0.06% |
5,657
-9,153
| -62% | -$1.11M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.