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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.34B
AUM Growth
-$250M
Cap. Flow
-$79.5M
Cap. Flow %
-2.38%
Top 10 Hldgs %
21.43%
Holding
1,518
New
135
Increased
612
Reduced
579
Closed
156

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$14.4M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$11.9M
3
GLD icon
SPDR Gold Trust
GLD
+$11.8M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$9.7M
5
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.18M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$24.8M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.7M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11.6M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$11.5M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$10.3M

Sector Composition

Rank Sector Weight
1 Technology 11.98%
2 Consumer Discretionary 5.15%
3 Healthcare 4.67%
4 Financials 4.53%
5 Communication Services 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXZ icon
301
First Trust Materials AlphaDEX Fund
FXZ
$378M
$2.06M 0.06%
+28,714
New +$1.85M
FGD icon
302
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$2.06M 0.06%
81,093
-1,058
-1% -$27K
ILMN icon
303
Illumina
ILMN
$29.4B
$2.06M 0.06%
6,047
+315
+5% +$106K
GDX icon
304
VanEck Gold Miners ETF
GDX
$23B
$2.05M 0.06%
53,501
+24,143
+82% +$820K
DRSK icon
305
Aptus Defined Risk ETF
DRSK
$1.49B
$2.05M 0.06%
+73,302
New +$2.07M
AMAT icon
306
Applied Materials
AMAT
$426B
$2.05M 0.06%
15,543
-139
-0.9% -$19.1K
LRCX icon
307
Lam Research
LRCX
$382B
$2.04M 0.06%
37,980
-5,020
-12% -$292K
PAYX icon
308
Paychex
PAYX
$40.4B
$2.04M 0.06%
14,954
-4,189
-22% -$514K
COP icon
309
ConocoPhillips
COP
$147B
$2.03M 0.06%
20,319
+2,290
+13% +$211K
IYW icon
310
iShares US Technology ETF
IYW
$23.7B
$2.02M 0.06%
19,597
+445
+2% +$45.4K
ALL icon
311
Allstate
ALL
$66.9B
$2M 0.06%
14,477
+1,644
+13% +$206K
XMMO icon
312
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$2M 0.06%
23,165
+110
+0.5% +$9.38K
BX icon
313
Blackstone
BX
$104B
$2M 0.06%
15,724
-55,367
-78% -$6.75M
GNRC icon
314
Generac Holdings
GNRC
$11.9B
$1.99M 0.06%
6,687
-697
-9% -$209K
FSK icon
315
FS KKR Capital
FSK
$2.98B
$1.99M 0.06%
87,021
-2,854
-3% -$63.3K
SECT icon
316
Main Sector Rotation ETF
SECT
$2.75B
$1.98M 0.06%
46,476
+559
+1% +$23.7K
MRNA icon
317
Moderna
MRNA
$21.5B
$1.98M 0.06%
11,471
-549
-5% -$92.4K
SUSA icon
318
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$1.98M 0.06%
20,404
+1,628
+9% +$158K
APD icon
319
Air Products & Chemicals
APD
$66.3B
$1.97M 0.06%
7,890
+591
+8% +$152K
WBA
320
DELISTED
Walgreens Boots Alliance
WBA
$1.94M 0.06%
43,268
+6,936
+19% +$341K
ED icon
321
Consolidated Edison
ED
$41.6B
$1.93M 0.06%
20,416
-597
-3% -$51.6K
FNX icon
322
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.93M 0.06%
19,693
+5,758
+41% +$562K
GSY icon
323
Invesco Ultra Short Duration ETF
GSY
$3.82B
$1.93M 0.06%
38,698
-13,418
-26% -$672K
MPT
324
Medical Properties Trust
MPT
$2.89B
$1.92M 0.06%
91,030
+4,433
+5% +$95.5K
COMT icon
325
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$1.91M 0.06%
47,720
+5,899
+14% +$214K
11 12
13
14 15

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Sigma Planning Corp's Q1 2022 Portfolio in Review

As of Q1 2022, Sigma Planning Corp held 1,518 positions worth $3.34B, down 7% from $3.59B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q1 2022 filing shows 135 new, 612 increased, 579 reduced and 156 closed positions. Its largest new stake was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $24.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q1 2022 buy was VictoryShares US EQ Income Enhanced Volatility Wtd ETF: 114,873 shares worth $8.26M.
  • Sigma Planning Corp added most to First Trust Value Line Dividend Fund in Q1 2022, an estimated $14.4M increase.
  • Sigma Planning Corp's biggest Q1 2022 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $24.8M.
  • Sigma Planning Corp fully exited iShares International Treasury Bond ETF in Q1 2022, selling an estimated $3.01M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.34B portfolio in Q1 2022.
  • Sigma Planning Corp opened 135 new positions and closed 156 in Q1 2022.
  • Sigma Planning Corp's portfolio value fell 7% quarter-over-quarter to $3.34B.

Based on Sigma Planning Corp's 13F filing for Q1 2022, filed 20 Apr 2022.