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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
(-0.9%)
Cap. Flow
+$18.8M
Cap. Flow
% of AUM
0.57%
Top 10 Holdings %
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$13.7M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$9.67M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$8.51M |
| 4 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$8.04M |
| 5 |
Invesco S&P 500 Pure Growth ETF
RPG
|
+$7.21M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$11.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$10.3M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$7.75M |
| 4 |
Invesco S&P 500 Pure Value ETF
RPV
|
+$7.34M |
| 5 |
Bath & Body Works
BBWI
|
+$7.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.42% |
| 2 | Consumer Discretionary | 5.83% |
| 3 | Financials | 4.89% |
| 4 | Healthcare | 4.72% |
| 5 | Communication Services | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Skyworks Solutions
SWKS
$9.06B
| $2.23M | 0.07% |
13,554
+693
| +5% | +$127K |
|
302
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
| $2.23M | 0.07% |
52,510
+8,847
| +20% | +$382K |
|
303
iShares US Technology ETF
IYW
$23.7B
| $2.22M | 0.07% |
21,949
+3,019
| +16% | +$315K |
|
304
Lam Research
LRCX
$382B
| $2.21M | 0.07% |
38,920
-1,960
| -5% | -$119K |
|
305
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
| $2.21M | 0.07% |
82,426
+11,106
| +16% | +$303K |
|
306
Stryker
SYK
$127B
| $2.2M | 0.07% |
8,331
-1,404
| -14% | -$375K |
|
307
Teladoc Health
TDOC
$1.58B
| $2.17M | 0.07% |
17,104
-1,649
| -9% | -$240K |
|
308
Alcoa
AA
$11.7B
| $2.16M | 0.07% |
+44,126
| New | +$1.86M |
|
309
Edwards Lifesciences
EW
$47.6B
| $2.15M | 0.06% |
19,008
+2,941
| +18% | +$336K |
|
310
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
| $2.15M | 0.06% |
36,086
+13,229
| +58% | +$814K |
|
311
Digital Realty Trust
DLR
$73.7B
| $2.15M | 0.06% |
14,867
+2,302
| +18% | +$361K |
|
312
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
| $2.15M | 0.06% |
31,704
-1,258
| -4% | -$80.9K |
|
313
Accenture
ACN
$89.9B
| $2.14M | 0.06% |
6,685
-517
| -7% | -$168K |
|
314
American Water Works
AWK
$26.3B
| $2.14M | 0.06% |
12,642
-185
| -1% | -$32.3K |
|
315
Cleveland-Cliffs
CLF
$6.81B
| $2.13M | 0.06% |
107,752
+80,428
| +294% | +$1.83M |
|
316
iShares Russell Top 200 Growth ETF
IWY
$16B
| $2.13M | 0.06% |
13,977
+580
| +4% | +$91.5K |
|
317
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
| $2.1M | 0.06% |
63,660
+8,850
| +16% | +$300K |
|
318
Generac Holdings
GNRC
$11.9B
| $2.09M | 0.06% |
5,117
-1,877
| -27% | -$804K |
|
319
FirstEnergy
FE
$28.9B
| $2.08M | 0.06% |
58,457
+1,265
| +2% | +$48K |
|
320
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $2.08M | 0.06% |
22,660
-14,779
| -39% | -$1.35M |
|
321
GSK
GSK
$103B
| $2.07M | 0.06% |
43,384
-392
| -0.9% | -$19.7K |
|
322
General Motors
GM
$74.7B
| $2.07M | 0.06% |
39,229
-8,229
| -17% | -$437K |
|
323
Gartner
IT
$9.41B
| $2.06M | 0.06% |
+6,773
| New | +$1.96M |
|
324
Gilead Sciences
GILD
$161B
| $2.05M | 0.06% |
29,285
-9,191
| -24% | -$646K |
|
|
PHK
325
PIMCO High Income Fund
PHK
$861M
| $2.04M | 0.06% |
325,090
+14,387
| +5% | +$97.2K |
|
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Sigma Planning Corp's Q3 2021 Portfolio in Review
As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
- Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
- Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
- Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
- Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.
Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.