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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOK icon
301
iShares Core Conservative Allocation ETF
AOK
$787M
$1.06M 0.06%
31,491
+11,236
+55% +$401K
XOM icon
302
CALL
ExxonMobil
XOM
$642B
$1.06M 0.06%
28,000
+8,000
+40% +$442K
DHR icon
303
Danaher
DHR
$138B
$1.06M 0.06%
8,644
-1,552
-15% -$209K
RDS.A
304
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.06M 0.06%
30,296
+15,958
+111% +$745K
XT icon
305
iShares Future Exponential Technologies ETF
XT
$3.78B
$1.05M 0.06%
29,440
-7,233
-20% -$296K
ED icon
306
Consolidated Edison
ED
$41.1B
$1.04M 0.06%
13,365
+547
+4% +$48K
UBER icon
307
Uber
UBER
$139B
$1.03M 0.06%
36,857
-22,352
-38% -$736K
FTA icon
308
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$1.02M 0.06%
27,742
-3,608
-12% -$179K
SHW icon
309
Sherwin-Williams
SHW
$80.7B
$1.02M 0.06%
6,651
-3,534
-35% -$638K
CHI
310
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$1.02M 0.06%
121,842
+3,691
+3% +$37.8K
CMI icon
311
Cummins
CMI
$91.3B
$1.01M 0.06%
7,492
-2,062
-22% -$322K
RPG icon
312
Invesco S&P 500 Pure Growth ETF
RPG
$2.02B
$1.01M 0.06%
50,365
-42,320
-46% -$1.02M
BF.B icon
313
Brown-Forman Class B
BF.B
$12.6B
$1M 0.06%
18,079
+5,516
+44% +$355K
IWF icon
314
iShares Russell 1000 Growth ETF
IWF
$120B
$1M 0.06%
26,628
-70,728
-73% -$3.05M
QYLD icon
315
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.03B
$1M 0.06%
52,046
+1,895
+4% +$42.2K
ILMN icon
316
Illumina
ILMN
$28.7B
$999K 0.06%
3,759
+303
+9% +$84.7K
BNDW icon
317
Vanguard Total World Bond ETF
BNDW
$1.89B
$998K 0.06%
+12,557
New +$998K
AMD icon
318
Advanced Micro Devices
AMD
$807B
$995K 0.06%
21,882
-4,785
-18% -$231K
FEM icon
319
First Trust Emerging Markets AlphaDEX Fund
FEM
$746M
$995K 0.06%
56,548
+25,053
+80% +$589K
VEU icon
320
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
$995K 0.06%
24,268
+17,205
+244% +$846K
DLN icon
321
WisdomTree US LargeCap Dividend Fund
DLN
$6.25B
$992K 0.06%
24,520
-14,682
-37% -$719K
TPLC icon
322
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$308M
$986K 0.06%
47,545
+4,375
+10% +$111K
EDV icon
323
Vanguard World Funds Extended Duration ETF
EDV
$3.33B
$981K 0.06%
+5,851
New +$865K
IDV icon
324
iShares International Select Dividend ETF
IDV
$8.24B
$981K 0.06%
43,409
-7,607
-15% -$229K
VAW icon
325
Vanguard Materials ETF
VAW
$3.01B
$978K 0.06%
10,165
-1,310
-11% -$155K
11 12
13
14 15

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.