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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCK
301
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.37M 0.07%
64,239
+3,205
+5% +$68.3K
PAAS icon
302
Pan American Silver
PAAS
$18.6B
$1.36M 0.07%
86,823
+64,589
+290% +$1.05M
BSJJ
303
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$1.36M 0.07%
56,857
+1,200
+2% +$28.7K
SHV icon
304
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$1.35M 0.06%
12,219
+9,737
+392% +$1.08M
BSCL
305
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.35M 0.06%
63,576
+1,840
+3% +$39.1K
VOT icon
306
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.35M 0.06%
9,109
-353
-4% -$52.9K
BSCJ
307
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1.34M 0.06%
63,735
+3,219
+5% +$67.9K
DLR icon
308
Digital Realty Trust
DLR
$73.7B
$1.34M 0.06%
10,321
-231
-2% -$28.1K
VAW icon
309
Vanguard Materials ETF
VAW
$3B
$1.34M 0.06%
10,571
+165
+2% +$20.7K
NOC icon
310
Northrop Grumman
NOC
$77B
$1.33M 0.06%
3,544
+948
+37% +$336K
IP icon
311
International Paper
IP
$22.3B
$1.32M 0.06%
33,223
-30,749
-48% -$1.2M
AG icon
312
First Majestic Silver
AG
$8.05B
$1.31M 0.06%
144,674
-15,816
-10% -$155K
FSTA icon
313
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.31M 0.06%
35,782
+2,912
+9% +$105K
GE icon
314
GE Aerospace
GE
$367B
$1.31M 0.06%
29,365
-6,453
-18% -$303K
IXN icon
315
iShares Global Tech ETF
IXN
$8.7B
$1.3M 0.06%
42,282
+7,344
+21% +$223K
ED icon
316
Consolidated Edison
ED
$41.6B
$1.29M 0.06%
13,652
+1,313
+11% +$117K
NMFC icon
317
New Mountain Finance
NMFC
$646M
$1.29M 0.06%
94,494
+1,778
+2% +$24.2K
CHI
318
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$1.28M 0.06%
122,580
+2,083
+2% +$22K
CAH icon
319
Cardinal Health
CAH
$53.4B
$1.27M 0.06%
26,919
+6,461
+32% +$295K
COP icon
320
ConocoPhillips
COP
$147B
$1.26M 0.06%
22,185
-1,142
-5% -$65K
EW icon
321
Edwards Lifesciences
EW
$47.6B
$1.26M 0.06%
17,223
+3,801
+28% +$267K
EGO icon
322
Eldorado Gold
EGO
$8.31B
$1.26M 0.06%
+161,663
New +$1.31M
EMB icon
323
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.25M 0.06%
11,029
-275
-2% -$31.3K
FRI icon
324
First Trust S&P REIT Index Fund
FRI
$195M
$1.25M 0.06%
46,754
+4,809
+11% +$124K
SCHV
325
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.22M 0.06%
64,569
+3,045
+5% +$57K
11 12
13
14 15

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.