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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
(+5.4%)
Cap. Flow
+$92.5M
Cap. Flow
% of AUM
6.76%
Top 10 Holdings %
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.67M |
| 2 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$6.36M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$5.83M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$5.66M |
| 5 |
Fidelity Momentum Factor ETF
FDMO
|
+$4.71M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity MSCI Consumer Staples Index ETF
FSTA
|
+$5.02M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$4.57M |
| 3 |
Chemours
CC
|
+$4.34M |
| 4 |
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
|
+$3.54M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$3.05M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.21% |
| 2 | Financials | 5.18% |
| 3 | Healthcare | 4.6% |
| 4 | Industrials | 4.53% |
| 5 | Consumer Discretionary | 3.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
ALPS Strategic Income Fund
RIGS
$60.4M
| $839K | 0.06% |
+34,109
| New | +$847K |
|
302
Prudential Financial
PRU
$41.7B
| $837K | 0.06% |
8,081
+4,823
| +148% | +$544K |
|
303
iShares Expanded Tech-Software Sector ETF
IGV
$13B
| $836K | 0.06% |
24,630
+14,105
| +134% | +$477K |
|
304
Aflac
AFL
$63.9B
| $829K | 0.06% |
18,954
-2,054
| -10% | -$90.9K |
|
305
Comcast
CMCSA
$79.1B
| $829K | 0.06% |
24,246
+2,479
| +11% | +$96.2K |
|
306
W.P. Carey
WPC
$17.1B
| $828K | 0.06% |
13,640
-752
| -5% | -$46.3K |
|
307
Blackrock
BLK
$164B
| $827K | 0.06% |
1,527
+28
| +2% | +$15.4K |
|
308
iShares Biotechnology ETF
IBB
$9.31B
| $820K | 0.06% |
7,682
+56
| +0.7% | +$6.21K |
|
|
RDS.A
309
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $820K | 0.06% |
12,855
-546
| -4% | -$36K |
|
310
Illinois Tool Works
ITW
$81.4B
| $817K | 0.06% |
5,217
+713
| +16% | +$118K |
|
311
iShares Russell 1000 Growth ETF
IWF
$122B
| $815K | 0.06% |
23,940
+356
| +2% | +$12.5K |
|
312
W.W. Grainger
GWW
$65.3B
| $812K | 0.06% |
2,875
-805
| -22% | -$211K |
|
313
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $804K | 0.06% |
6,661
+631
| +10% | +$76.1K |
|
314
Cullen/Frost Bankers
CFR
$10.3B
| $802K | 0.06% |
7,561
+36
| +0.5% | +$3.76K |
|
315
Mondelez International
MDLZ
$77.7B
| $799K | 0.06% |
19,147
-671
| -3% | -$29.1K |
|
316
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $798K | 0.06% |
9,755
-2,470
| -20% | -$203K |
|
|
BSCM
317
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $797K | 0.06% |
38,351
+3,249
| +9% | +$67.9K |
|
318
General Dynamics
GD
$105B
| $787K | 0.06% |
3,563
-281
| -7% | -$61.1K |
|
319
American Electric Power
AEP
$73.7B
| $785K | 0.06% |
11,442
-542
| -5% | -$36.5K |
|
320
iShares Dow Jones US ETF
IYY
$2.92B
| $785K | 0.06% |
11,876
-556
| -4% | -$38K |
|
321
Salesforce
CRM
$134B
| $784K | 0.06% |
6,739
+1,059
| +19% | +$122K |
|
322
Vanguard Small-Cap Growth ETF
VBK
$23.2B
| $783K | 0.06% |
4,778
+180
| +4% | +$29.7K |
|
|
JPS
323
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $782K | 0.06% |
79,919
+15,542
| +24% | +$149K |
|
324
Fidelity Corporate Bond ETF
FCOR
$352M
| $781K | 0.06% |
15,913
+3,043
| +24% | +$151K |
|
325
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $779K | 0.06% |
38,369
+29
| +0.1% | +$598 |
|
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Sigma Planning Corp's Q1 2018 Portfolio in Review
As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.
- Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
- Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
- Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
- Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
- Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
- Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.