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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
301
Blackstone
BX
$104B
$706K 0.07%
23,767
+4,011
+20% +$121K
GDX icon
302
VanEck Gold Miners ETF
GDX
$23B
$702K 0.07%
30,779
-5,430
-15% -$126K
TSLA icon
303
Tesla
TSLA
$1.24T
$700K 0.07%
37,755
+14,730
+64% +$249K
FCX icon
304
Freeport-McMoran
FCX
$90B
$696K 0.07%
52,103
+13,460
+35% +$193K
JJC
305
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$695K 0.07%
22,847
+2,859
+14% +$87.4K
CWB icon
306
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$693K 0.07%
14,412
-13,958
-49% -$660K
NNN icon
307
NNN REIT
NNN
$9.39B
$691K 0.07%
15,839
-201
-1% -$8.89K
FBND icon
308
Fidelity Total Bond ETF
FBND
$26.9B
$688K 0.07%
13,816
+5,874
+74% +$292K
IYY icon
309
iShares Dow Jones US ETF
IYY
$2.92B
$683K 0.07%
11,552
+784
+7% +$45.7K
LOW icon
310
Lowe's Companies
LOW
$116B
$682K 0.07%
8,290
-51
-0.6% -$3.9K
CBI
311
DELISTED
Chicago Bridge & Iron Nv
CBI
$680K 0.07%
22,121
+8,315
+60% +$268K
FUTY icon
312
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$678K 0.07%
20,342
-26,158
-56% -$849K
IBB icon
313
iShares Biotechnology ETF
IBB
$9.31B
$678K 0.07%
6,939
-903
-12% -$86.4K
NVG icon
314
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$677K 0.07%
46,318
+2,017
+5% +$29.2K
KHC icon
315
Kraft Heinz
KHC
$30.4B
$674K 0.07%
7,422
-234
-3% -$21.1K
FIDU icon
316
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$670K 0.06%
19,971
+3,778
+23% +$126K
DBL
317
DoubleLine Opportunistic Credit Fund
DBL
$278M
$668K 0.06%
28,009
+12,042
+75% +$282K
JNK icon
318
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$668K 0.06%
6,028
-471
-7% -$52K
KRE icon
319
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$668K 0.06%
12,224
+1,720
+16% +$96.3K
STAG icon
320
STAG Industrial
STAG
$7.86B
$662K 0.06%
26,478
+10,265
+63% +$251K
EMLP icon
321
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$658K 0.06%
26,016
+5,872
+29% +$149K
AOK icon
322
iShares Core Conservative Allocation ETF
AOK
$803M
$656K 0.06%
19,678
+1,655
+9% +$54.5K
BMS
323
DELISTED
Bemis
BMS
$656K 0.06%
13,421
-422
-3% -$20.8K
BSJI
324
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$654K 0.06%
25,812
-670
-3% -$16.9K
XEL icon
325
Xcel Energy
XEL
$51B
$653K 0.06%
14,697
-430
-3% -$18.2K
11 12
13
14 15

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WB
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BPS
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Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.