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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
301
Kroger
KR
$34.8B
$628K 0.07%
18,183
-3,620
-17% -$118K
XEL icon
302
Xcel Energy
XEL
$51B
$616K 0.07%
15,127
-704
-4% -$28.2K
TCF
303
DELISTED
TCF Financial Corporation Common Stock
TCF
$612K 0.07%
11,296
+6,282
+125% +$306K
LVLT
304
DELISTED
Level 3 Communications Inc
LVLT
$608K 0.07%
10,782
+789
+8% +$41.7K
IYY icon
305
iShares Dow Jones US ETF
IYY
$2.92B
$603K 0.07%
10,768
-3,060
-22% -$168K
ACAS
306
DELISTED
American Capital Ltd
ACAS
$603K 0.07%
33,641
-4,557
-12% -$78.5K
DAL icon
307
Delta Air Lines
DAL
$55.9B
$601K 0.07%
12,207
-1,940
-14% -$88.4K
VDC icon
308
Vanguard Consumer Staples ETF
VDC
$7.86B
$597K 0.07%
4,452
+43
+1% +$5.75K
LOW icon
309
Lowe's Companies
LOW
$116B
$593K 0.06%
8,341
-1,809
-18% -$128K
CCI icon
310
Crown Castle
CCI
$32.7B
$591K 0.06%
6,807
+210
+3% +$18.4K
BOND icon
311
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$588K 0.06%
5,645
-59
-1% -$6.21K
AOK icon
312
iShares Core Conservative Allocation ETF
AOK
$803M
$586K 0.06%
18,023
+497
+3% +$16.2K
LUMN icon
313
Lumen
LUMN
$6.53B
$586K 0.06%
24,639
+13,080
+113% +$332K
KRE icon
314
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$584K 0.06%
+10,504
New +$514K
PNC icon
315
PNC Financial Services
PNC
$100B
$583K 0.06%
4,988
+1,150
+30% +$120K
AAL icon
316
American Airlines Group
AAL
$9.58B
$579K 0.06%
12,390
-1,093
-8% -$47.6K
JJC
317
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$575K 0.06%
+19,988
New +$548K
PFC
318
DELISTED
Premier Financial Corp. Common Stock
PFC
$568K 0.06%
22,402
– –
FDX icon
319
FedEx
FDX
$74.5B
$564K 0.06%
3,027
-699
-19% -$128K
CL icon
320
Colgate-Palmolive
CL
$72.6B
$563K 0.06%
8,596
+136
+2% +$9.32K
ORI icon
321
Old Republic International
ORI
$10.3B
$563K 0.06%
+29,622
New +$533K
IAGG icon
322
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$560K 0.06%
+10,789
New +$565K
XBI icon
323
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$557K 0.06%
9,415
-3,192
-25% -$197K
FEX icon
324
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$556K 0.06%
11,405
-435
-4% -$20.7K
PRF icon
325
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$552K 0.06%
27,730
-9,290
-25% -$178K
11 12
13
14 15

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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.