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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTC icon
301
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$522K 0.07%
+10,837
New +$523K
RDS.A
302
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$522K 0.07%
11,402
+617
+6% +$31K
MKL icon
303
Markel Group
MKL
$25B
$520K 0.07%
589
+25
+4% +$21.8K
VBK icon
304
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$519K 0.07%
4,274
+187
+5% +$23.1K
DGRO icon
305
iShares Core Dividend Growth ETF
DGRO
$42.6B
$514K 0.07%
19,992
-7,015
-26% -$181K
SDS icon
306
ProShares UltraShort S&P500
SDS
$406M
$512K 0.07%
257
-869
-77% -$1.75M
BLK icon
307
Blackrock
BLK
$164B
$508K 0.07%
1,491
+5
+0.3% +$1.7K
AGNC icon
308
AGNC Investment
AGNC
$12.3B
$507K 0.07%
29,247
+171
+0.6% +$3.11K
BAX icon
309
Baxter International
BAX
$11.6B
$506K 0.07%
13,252
-591
-4% -$21.6K
DNO
310
DELISTED
United States Short Oil Fund
DNO
$505K 0.07%
+6,200
New +$432K
NNN icon
311
NNN REIT
NNN
$9.39B
$501K 0.07%
12,521
-1,568
-11% -$59.7K
PPG icon
312
PPG Industries
PPG
$25.9B
$500K 0.07%
5,060
-184
-4% -$18.6K
SWKS icon
313
Skyworks Solutions
SWKS
$9.06B
$498K 0.07%
6,483
-1,208
-16% -$96.8K
TSLA icon
314
Tesla
TSLA
$1.24T
$496K 0.07%
30,975
+570
+2% +$8.53K
LVLT
315
DELISTED
Level 3 Communications Inc
LVLT
$496K 0.07%
9,132
+125
+1% +$6.26K
EPD icon
316
Enterprise Products Partners
EPD
$83.8B
$495K 0.07%
19,357
-2,775
-13% -$72.1K
PNC icon
317
PNC Financial Services
PNC
$100B
$494K 0.07%
5,186
+416
+9% +$38.6K
FNCL icon
318
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$492K 0.07%
17,390
+9,825
+130% +$280K
MDIV icon
319
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$490K 0.07%
26,694
-5,221
-16% -$97.6K
IYY icon
320
iShares Dow Jones US ETF
IYY
$2.92B
$489K 0.07%
9,598
-1,630
-15% -$83.9K
IWO icon
321
iShares Russell 2000 Growth ETF
IWO
$14.5B
$488K 0.07%
3,501
-681
-16% -$96.6K
RWX icon
322
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$486K 0.07%
12,433
-939
-7% -$37.8K
GM icon
323
General Motors
GM
$74.7B
$485K 0.07%
14,271
-1,502
-10% -$52.2K
XBI icon
324
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$481K 0.07%
6,848
-211
-3% -$14.4K
FXL icon
325
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$478K 0.07%
+14,394
New +$484K
11 12
13
14 15

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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.