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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
(+6.6%)
Cap. Flow
+$10.8M
Cap. Flow
% of AUM
0.38%
Top 10 Holdings %
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$13M |
| 2 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$12.7M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$11M |
| 4 |
Northrop Grumman
NOC
|
+$5.33M |
| 5 |
FT Vest US Equity Deep Buffer ETF December
DDEC
|
+$5.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$9.27M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$8.95M |
| 3 |
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
|
+$8.18M |
| 4 |
Apple
AAPL
|
+$4.58M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$3.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.95% |
| 2 | Healthcare | 5.48% |
| 3 | Financials | 4.46% |
| 4 | Consumer Discretionary | 4.03% |
| 5 | Industrials | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $2.1M | 0.08% |
26,234
-1,465
| -5% | -$117K |
|
277
iShares US Technology ETF
IYW
$23.7B
| $2.07M | 0.07% |
27,752
+6,352
| +30% | +$486K |
|
278
FirstEnergy
FE
$28.9B
| $2.06M | 0.07% |
49,024
+105
| +0.2% | +$4.11K |
|
279
iShares Core Universal USD Bond ETF
IUSB
$42.6B
| $2.03M | 0.07% |
45,271
+8,013
| +22% | +$358K |
|
280
Innovator US Equity Buffer ETF November
BNOV
$208M
| $2.02M | 0.07% |
+67,729
| New | +$2.01M |
|
281
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $2.01M | 0.07% |
34,808
+15,698
| +82% | +$907K |
|
282
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
| $1.99M | 0.07% |
55,874
-613
| -1% | -$20.2K |
|
283
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $1.99M | 0.07% |
45,409
-407
| -0.9% | -$17.5K |
|
284
Automatic Data Processing
ADP
$100B
| $1.98M | 0.07% |
8,283
+119
| +1% | +$29.2K |
|
285
American Tower
AMT
$77.7B
| $1.96M | 0.07% |
9,228
+222
| +2% | +$46.2K |
|
286
Phillips 66
PSX
$82.9B
| $1.95M | 0.07% |
18,700
+2,528
| +16% | +$259K |
|
287
Valero Energy
VLO
$89.8B
| $1.93M | 0.07% |
15,248
+2,912
| +24% | +$366K |
|
288
Union Pacific
UNP
$183B
| $1.92M | 0.07% |
9,280
-193
| -2% | -$39.6K |
|
289
CME Group
CME
$92.2B
| $1.9M | 0.07% |
11,323
+120
| +1% | +$20.9K |
|
290
iShares Russell 2000 Growth ETF
IWO
$14.5B
| $1.88M | 0.07% |
8,783
-421
| -5% | -$92.2K |
|
291
Rio Tinto
RIO
$148B
| $1.88M | 0.07% |
26,436
+678
| +3% | +$42.6K |
|
292
iShares Core S&P US Growth ETF
IUSG
$31.1B
| $1.88M | 0.07% |
23,085
-875
| -4% | -$73.1K |
|
|
K
293
DELISTED
Kellanova
K
| $1.87M | 0.07% |
27,900
-3,378
| -11% | -$229K |
|
|
VPU
294
Vanguard Utilities ETF
VPU
$8.83B
| $1.86M | 0.07% |
12,127
-1,255
| -9% | -$186K |
|
295
iShares Expanded Tech-Software Sector ETF
IGV
$13B
| $1.86M | 0.07% |
36,305
-1,340
| -4% | -$69.5K |
|
296
JPMorgan Active Growth ETF
JGRO
$9.38B
| $1.85M | 0.07% |
+41,745
| New | +$1.89M |
|
297
Halliburton
HAL
$27.9B
| $1.85M | 0.07% |
47,035
+10,902
| +30% | +$386K |
|
298
First Trust Indxx NextG ETF
NXTG
$537M
| $1.84M | 0.07% |
30,220
+9,417
| +45% | +$564K |
|
299
VanEck Merk Gold Trust
OUNZ
$2.51B
| $1.83M | 0.07% |
103,407
-2,473
| -2% | -$41.5K |
|
300
Crown Castle
CCI
$32.7B
| $1.83M | 0.07% |
13,474
+247
| +2% | +$33.4K |
|
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Sigma Planning Corp's Q4 2022 Portfolio in Review
As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.
By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.
- Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
- Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
- Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
- Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
- Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
- Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.
Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.