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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
RTX Corp
RTX
$294B
| $1.25M | 0.07% |
21,072
-913
| -4% | -$77.3K |
|
277
Zoom
ZM
$26.7B
| $1.25M | 0.07% |
+8,536
| New | +$842K |
|
278
First Trust Europe AlphaDEX Fund
FEP
$513M
| $1.24M | 0.07% |
48,019
+7,909
| +20% | +$266K |
|
279
CSX Corp
CSX
$96B
| $1.23M | 0.07% |
64,407
+1,554
| +2% | +$36.3K |
|
|
RTN
280
DELISTED
Raytheon Company
RTN
| $1.23M | 0.07% |
9,362
-2,291
| -20% | -$454K |
|
281
First Trust Rising Dividend Achievers ETF
RDVY
$24.6B
| $1.22M | 0.07% |
47,671
+15,977
| +50% | +$519K |
|
282
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
| $1.2M | 0.07% |
32,507
-527
| -2% | -$23.8K |
|
283
iShares US Technology ETF
IYW
$23.3B
| $1.2M | 0.07% |
23,392
-40,332
| -63% | -$2.34M |
|
284
iShares Silver Trust
SLV
$28.3B
| $1.19M | 0.07% |
91,361
-346
| -0.4% | -$5.44K |
|
285
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
| $1.19M | 0.07% |
23,328
+3,119
| +15% | +$162K |
|
286
Carlyle Group
CG
$16.7B
| $1.19M | 0.07% |
+54,823
| New | +$1.58M |
|
287
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $1.19M | 0.07% |
24,885
-4,275
| -15% | -$256K |
|
288
Republic Services
RSG
$66.7B
| $1.18M | 0.07% |
15,696
-10,064
| -39% | -$910K |
|
289
Illinois Tool Works
ITW
$81.9B
| $1.17M | 0.07% |
8,209
+1,405
| +21% | +$239K |
|
290
iShares Russell 2000 ETF
IWM
$80.3B
| $1.16M | 0.07% |
10,163
-2,309
| -19% | -$344K |
|
291
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
| $1.14M | 0.07% |
10,703
-1,584
| -13% | -$172K |
|
292
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
| $1.13M | 0.07% |
17,670
-300
| -2% | -$25.7K |
|
|
293
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
| $1.08M | 0.06% |
4,200
+2,900
| +223% | +$885K |
|
294
iShares Russell 3000 ETF
IWV
$19.5B
| $1.08M | 0.06% |
7,285
-219
| -3% | -$39K |
|
295
Accenture
ACN
$94.3B
| $1.08M | 0.06% |
6,596
-4,639
| -41% | -$894K |
|
296
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $1.08M | 0.06% |
10,177
-225
| -2% | -$24.6K |
|
297
McCormick & Company Non-Voting
MKC
$13.6B
| $1.08M | 0.06% |
15,260
+2,728
| +22% | +$212K |
|
298
Dow Inc
DOW
$20.8B
| $1.07M | 0.06% |
36,702
+6,943
| +23% | +$295K |
|
299
Deere & Co
DE
$169B
| $1.07M | 0.06% |
7,750
-1,803
| -19% | -$285K |
|
300
American Express
AXP
$229B
| $1.07M | 0.06% |
12,461
-160
| -1% | -$18.6K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.