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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNCL icon
276
Fidelity MSCI Financials Index ETF
FNCL
$2.33B
$1.75M 0.07%
39,436
+1,589
+4% +$67.4K
IGOV icon
277
iShares International Treasury Bond ETF
IGOV
$1.52B
$1.74M 0.07%
34,735
+699
+2% +$35.1K
FBND icon
278
Fidelity Total Bond ETF
FBND
$28.2B
$1.73M 0.07%
33,486
+2,051
+7% +$106K
VOT icon
279
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$1.73M 0.07%
10,906
+1,797
+20% +$274K
IPAY icon
280
Amplify Mobile Payments ETF
IPAY
$169M
$1.72M 0.07%
34,667
+29,305
+547% +$1.39M
IYJ icon
281
iShares US Industrials ETF
IYJ
$1.9B
$1.72M 0.07%
+20,476
New +$1.67M
IDV icon
282
iShares International Select Dividend ETF
IDV
$8.61B
$1.71M 0.07%
51,016
+5,265
+12% +$169K
CMI icon
283
Cummins
CMI
$72.1B
$1.71M 0.07%
9,554
+398
+4% +$70.1K
PAAS icon
284
Pan American Silver
PAAS
$20.6B
$1.71M 0.07%
72,081
-14,742
-17% -$273K
FDX icon
285
FedEx
FDX
$72.4B
$1.7M 0.07%
11,264
-9,541
-46% -$1.47M
IWS icon
286
iShares Russell Mid-Cap Value ETF
IWS
$15.2B
$1.7M 0.07%
17,970
+355
+2% +$32.4K
COP icon
287
ConocoPhillips
COP
$160B
$1.7M 0.07%
26,102
+3,917
+18% +$230K
STZ icon
288
Constellation Brands
STZ
$20.9B
$1.67M 0.07%
8,817
+1,118
+15% +$211K
GSK icon
289
GSK
GSK
$102B
$1.66M 0.07%
28,243
+2,407
+9% +$134K
DE icon
290
Deere & Co
DE
$185B
$1.66M 0.07%
9,553
-149
-2% -$25.7K
VTR icon
291
Ventas
VTR
$45B
$1.65M 0.07%
28,588
+8,536
+43% +$536K
FMAT icon
292
Fidelity MSCI Materials Index ETF
FMAT
$589M
$1.65M 0.07%
48,017
-6,719
-12% -$222K
IXN icon
293
iShares Global Tech ETF
IXN
$9.43B
$1.64M 0.07%
46,848
+4,566
+11% +$150K
DOW icon
294
Dow Inc
DOW
$21.3B
$1.63M 0.07%
29,759
-655
-2% -$33.8K
TSLA icon
295
Tesla
TSLA
$1.45T
$1.61M 0.07%
57,825
-60
-0.1% -$1.3K
HL icon
296
Hecla Mining
HL
$12.7B
$1.61M 0.07%
+474,932
New +$1.16M
OKE icon
297
Oneok
OKE
$58.8B
$1.61M 0.07%
21,261
+1,932
+10% +$138K
TRV icon
298
Travelers Companies
TRV
$79.2B
$1.6M 0.07%
11,705
-2,209
-16% -$301K
GILD icon
299
Gilead Sciences
GILD
$187B
$1.59M 0.07%
24,521
+8,602
+54% +$560K
FNY icon
300
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$563M
$1.58M 0.07%
33,034
-21,671
-40% -$1.01M
10 11
12
13 14

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.