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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
| $1.75M | 0.07% |
39,436
+1,589
| +4% | +$67.4K |
|
277
iShares International Treasury Bond ETF
IGOV
$1.34B
| $1.74M | 0.07% |
34,735
+699
| +2% | +$35.1K |
|
278
Fidelity Total Bond ETF
FBND
$26.9B
| $1.73M | 0.07% |
33,486
+2,051
| +7% | +$106K |
|
279
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $1.73M | 0.07% |
10,906
+1,797
| +20% | +$274K |
|
280
Amplify Mobile Payments ETF
IPAY
$154M
| $1.72M | 0.07% |
34,667
+29,305
| +547% | +$1.39M |
|
281
iShares US Industrials ETF
IYJ
$1.98B
| $1.72M | 0.07% |
+20,476
| New | +$1.67M |
|
282
iShares International Select Dividend ETF
IDV
$8.25B
| $1.71M | 0.07% |
51,016
+5,265
| +12% | +$169K |
|
283
Cummins
CMI
$91.7B
| $1.71M | 0.07% |
9,554
+398
| +4% | +$70.1K |
|
284
Pan American Silver
PAAS
$18.6B
| $1.71M | 0.07% |
72,081
-14,742
| -17% | -$273K |
|
285
FedEx
FDX
$74.5B
| $1.7M | 0.07% |
11,264
-9,541
| -46% | -$1.47M |
|
286
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $1.7M | 0.07% |
17,970
+355
| +2% | +$32.4K |
|
287
ConocoPhillips
COP
$147B
| $1.7M | 0.07% |
26,102
+3,917
| +18% | +$230K |
|
288
Constellation Brands
STZ
$22.2B
| $1.67M | 0.07% |
8,817
+1,118
| +15% | +$211K |
|
289
GSK
GSK
$103B
| $1.66M | 0.07% |
28,243
+2,407
| +9% | +$134K |
|
290
Deere & Co
DE
$170B
| $1.66M | 0.07% |
9,553
-149
| -2% | -$25.7K |
|
291
Ventas
VTR
$48.9B
| $1.65M | 0.07% |
28,588
+8,536
| +43% | +$536K |
|
292
Fidelity MSCI Materials Index ETF
FMAT
$585M
| $1.65M | 0.07% |
48,017
-6,719
| -12% | -$222K |
|
293
iShares Global Tech ETF
IXN
$8.7B
| $1.64M | 0.07% |
46,848
+4,566
| +11% | +$150K |
|
294
Dow Inc
DOW
$21.6B
| $1.63M | 0.07% |
29,759
-655
| -2% | -$33.8K |
|
295
Tesla
TSLA
$1.24T
| $1.61M | 0.07% |
57,825
-60
| -0.1% | -$1.3K |
|
296
Hecla Mining
HL
$10.2B
| $1.61M | 0.07% |
+474,932
| New | +$1.16M |
|
297
Oneok
OKE
$58.7B
| $1.61M | 0.07% |
21,261
+1,932
| +10% | +$138K |
|
298
Travelers Companies
TRV
$80.8B
| $1.6M | 0.07% |
11,705
-2,209
| -16% | -$301K |
|
299
Gilead Sciences
GILD
$161B
| $1.59M | 0.07% |
24,521
+8,602
| +54% | +$560K |
|
300
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
| $1.58M | 0.07% |
33,034
-21,671
| -40% | -$1.01M |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.