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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $1.53M | 0.07% |
32,324
-1,090
| -3% | -$51.6K |
|
277
Kinder Morgan
KMI
$73.1B
| $1.52M | 0.07% |
73,995
-2,713
| -4% | -$55.7K |
|
278
iShares US Consumer Discretionary ETF
IYC
$1.12B
| $1.51M | 0.07% |
27,832
-3,080
| -10% | -$169K |
|
279
American Express
AXP
$223B
| $1.51M | 0.07% |
12,737
+524
| +4% | +$64.3K |
|
280
iShares Future Exponential Technologies ETF
XT
$3.77B
| $1.51M | 0.07% |
38,972
-1,204
| -3% | -$46.4K |
|
281
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
| $1.51M | 0.07% |
37,789
-3,464
| -8% | -$136K |
|
282
Cummins
CMI
$91.7B
| $1.49M | 0.07% |
9,156
-273
| -3% | -$43.7K |
|
283
Alerian MLP ETF
AMLP
$13B
| $1.48M | 0.07% |
32,276
-9,207
| -22% | -$435K |
|
284
Xcel Energy
XEL
$51B
| $1.47M | 0.07% |
22,584
-492
| -2% | -$30.7K |
|
285
Sherwin-Williams
SHW
$78.3B
| $1.47M | 0.07% |
7,992
-126
| -2% | -$21.4K |
|
286
Ventas
VTR
$48.9B
| $1.46M | 0.07% |
20,052
+8,123
| +68% | +$577K |
|
287
iShares Russell 2000 ETF
IWM
$80.9B
| $1.46M | 0.07% |
9,652
-461
| -5% | -$70.4K |
|
|
BSCN
288
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $1.46M | 0.07% |
68,468
+1,830
| +3% | +$38.8K |
|
289
Emerson Electric
EMR
$82.9B
| $1.45M | 0.07% |
21,726
-3,044
| -12% | -$191K |
|
290
Dow Inc
DOW
$21.6B
| $1.45M | 0.07% |
30,414
+3,964
| +15% | +$186K |
|
|
BSCM
291
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $1.43M | 0.07% |
66,464
+1,819
| +3% | +$39K |
|
292
Oneok
OKE
$58.7B
| $1.42M | 0.07% |
19,329
+2,334
| +14% | +$165K |
|
293
PNC Financial Services
PNC
$100B
| $1.42M | 0.07% |
10,128
+838
| +9% | +$114K |
|
294
Hormel Foods
HRL
$13.9B
| $1.42M | 0.07% |
32,458
-7,036
| -18% | -$295K |
|
295
FlexShares Quality Dividend Index Fund
QDF
$2.21B
| $1.41M | 0.07% |
30,992
+25,726
| +489% | +$1.15M |
|
296
iShares International Select Dividend ETF
IDV
$8.25B
| $1.41M | 0.07% |
45,751
-2,982
| -6% | -$90K |
|
297
CALL
Amazon
AMZN
$2.5T
| $1.39M | 0.07% |
16,000
+12,000
| +300% | +$1.11M |
|
298
Blackstone Mortgage Trust
BXMT
$2.82B
| $1.39M | 0.07% |
38,624
+939
| +2% | +$33.4K |
|
299
GSK
GSK
$103B
| $1.38M | 0.07% |
25,836
+164
| +0.6% | +$8.44K |
|
|
WBA
300
DELISTED
Walgreens Boots Alliance
WBA
| $1.37M | 0.07% |
24,727
+8,433
| +52% | +$452K |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.