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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $879K | 0.07% |
+3,500
| New | +$863K |
|
277
W.P. Carey
WPC
$17.1B
| $875K | 0.07% |
13,254
+6,402
| +93% | +$426K |
|
278
iShares Core MSCI Europe ETF
IEUR
$8.66B
| $870K | 0.07% |
17,514
+1,284
| +8% | +$61.9K |
|
279
T. Rowe Price
TROW
$25B
| $867K | 0.07% |
9,565
-6,314
| -40% | -$522K |
|
280
Vanguard FTSE Europe ETF
VGK
$30B
| $866K | 0.07% |
14,844
+3,149
| +27% | +$179K |
|
281
American Electric Power
AEP
$73.7B
| $864K | 0.07% |
12,296
+397
| +3% | +$28.3K |
|
282
Aflac
AFL
$63.9B
| $863K | 0.07% |
21,206
-974
| -4% | -$39.2K |
|
283
Consolidated Edison
ED
$41.6B
| $863K | 0.07% |
10,701
-37
| -0.3% | -$3.06K |
|
284
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $858K | 0.07% |
9,915
+867
| +10% | +$69.5K |
|
285
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
| $852K | 0.07% |
55,357
+11,833
| +27% | +$183K |
|
286
Brookfield Infrastructure Partners
BIP
$18.8B
| $845K | 0.07% |
32,910
-95
| -0.3% | -$2.38K |
|
287
Comcast
CMCSA
$79.1B
| $844K | 0.07% |
21,931
-146
| -0.7% | -$5.75K |
|
288
Vanguard Health Care ETF
VHT
$18.2B
| $844K | 0.07% |
5,540
+119
| +2% | +$17.8K |
|
289
Enbridge
ENB
$124B
| $839K | 0.07% |
20,043
-7,081
| -26% | -$288K |
|
|
RDS.A
290
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $831K | 0.07% |
13,716
-941
| -6% | -$52.6K |
|
291
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
| $828K | 0.07% |
18,782
+6,106
| +48% | +$262K |
|
292
Prospect Capital
PSEC
$1.06B
| $825K | 0.07% |
122,706
-9,332
| -7% | -$70K |
|
293
VanEck Gold Miners ETF
GDX
$23B
| $823K | 0.07% |
35,860
+1,092
| +3% | +$25.2K |
|
294
Automatic Data Processing
ADP
$100B
| $819K | 0.07% |
7,493
+4,392
| +142% | +$470K |
|
295
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
| $818K | 0.07% |
40,910
+1,115
| +3% | +$21.7K |
|
296
Fidelity Total Bond ETF
FBND
$26.9B
| $815K | 0.07% |
16,211
+3,520
| +28% | +$177K |
|
297
Medtronic
MDT
$107B
| $815K | 0.07% |
10,483
-36
| -0.3% | -$2.99K |
|
298
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $814K | 0.07% |
6,523
+2,948
| +82% | +$370K |
|
299
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $810K | 0.07% |
6,655
+1,235
| +23% | +$147K |
|
300
Royce Value Trust
RVT
$2.21B
| $809K | 0.07% |
51,217
+1,498
| +3% | +$22.2K |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.