We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.8M
Cap. Flow %
1.39%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
389
Reduced
307
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 5.74%
2 Industrials 4.9%
3 Healthcare 4.87%
4 Financials 4.84%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIK
276
Credit Suisse Asset Management Income Fund
CIK
$133M
$830K 0.08%
246,198
+177,080
+256% +$589K
AEP icon
277
American Electric Power
AEP
$73.7B
$827K 0.08%
11,899
-302
-2% -$21K
XLB icon
278
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$827K 0.08%
30,748
-9,412
-23% -$250K
IGOV icon
279
iShares International Treasury Bond ETF
IGOV
$1.34B
$824K 0.08%
17,226
+12,176
+241% +$571K
IGIB icon
280
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$822K 0.08%
14,980
+5,744
+62% +$315K
SNY icon
281
Sanofi
SNY
$104B
$821K 0.08%
17,146
-12,684
-43% -$606K
EMR icon
282
Emerson Electric
EMR
$82.9B
$814K 0.08%
13,648
+154
+1% +$9.13K
PI icon
283
Impinj
PI
$3.89B
$807K 0.08%
16,598
-3,983
-19% -$167K
BIP icon
284
Brookfield Infrastructure Partners
BIP
$18.8B
$804K 0.08%
33,005
-6,562
-17% -$155K
VDC icon
285
Vanguard Consumer Staples ETF
VDC
$7.86B
$804K 0.08%
5,702
-89
-2% -$12.7K
NEAR icon
286
iShares Short Maturity Bond ETF
NEAR
$4.8B
$802K 0.08%
15,953
+11,157
+233% +$560K
BX icon
287
Blackstone
BX
$104B
$799K 0.08%
23,952
+185
+0.8% +$5.8K
VHT icon
288
Vanguard Health Care ETF
VHT
$18.2B
$799K 0.08%
5,421
+808
+18% +$114K
LEA icon
289
Lear
LEA
$7.19B
$794K 0.07%
5,586
+3,532
+172% +$500K
NGG icon
290
National Grid
NGG
$82.7B
$788K 0.07%
14,190
-2,560
-15% -$156K
RDS.A
291
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$780K 0.07%
14,657
+210
+1% +$11.2K
ADM icon
292
Archer Daniels Midland
ADM
$41.4B
$779K 0.07%
18,821
+1,742
+10% +$74.8K
GM icon
293
General Motors
GM
$74.7B
$779K 0.07%
22,303
-913
-4% -$31K
MXIM
294
DELISTED
Maxim Integrated Products
MXIM
$778K 0.07%
17,319
+844
+5% +$38.8K
CCL icon
295
Carnival Corporation Ltd
CCL
$36.1B
$769K 0.07%
11,727
+6,070
+107% +$378K
GDX icon
296
VanEck Gold Miners ETF
GDX
$23B
$768K 0.07%
34,768
+3,989
+13% +$90.7K
BSCH
297
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$767K 0.07%
33,937
-2,773
-8% -$62.7K
LOW icon
298
Lowe's Companies
LOW
$116B
$766K 0.07%
9,884
+1,594
+19% +$130K
MORL
299
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$765K 0.07%
41,000
– –
IEUR icon
300
iShares Core MSCI Europe ETF
IEUR
$8.66B
$761K 0.07%
16,230
+10,172
+168% +$472K
10 11
12
13 14

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 389 increased, 307 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.5% a quarter earlier, followed by Industrials and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.