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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
276
Archer Daniels Midland
ADM
$41.4B
$786K 0.08%
+17,079
New +$765K
DLR icon
277
Digital Realty Trust
DLR
$73.7B
$783K 0.08%
7,357
+513
+7% +$54K
VER
278
DELISTED
VEREIT, Inc.
VER
$778K 0.08%
18,335
-2,150
-10% -$92.7K
PPL
279
PPL Corp
PPL
$27.3B
$765K 0.07%
20,469
+3
+0% +$107
RDS.A
280
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$762K 0.07%
14,447
+2,879
+25% +$154K
RPG icon
281
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$755K 0.07%
42,090
-10,325
-20% -$181K
SDOG icon
282
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$748K 0.07%
17,413
+1,178
+7% +$50.8K
RTN
283
DELISTED
Raytheon Company
RTN
$748K 0.07%
4,903
-65
-1% -$9.78K
LQDH icon
284
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$741K 0.07%
+7,821
New +$738K
MXIM
285
DELISTED
Maxim Integrated Products
MXIM
$741K 0.07%
16,475
-43
-0.3% -$1.88K
IEI icon
286
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$732K 0.07%
5,945
+474
+9% +$58.1K
RVT icon
287
Royce Value Trust
RVT
$2.21B
$730K 0.07%
52,115
+11,194
+27% +$156K
CNP icon
288
CenterPoint Energy
CNP
$29.1B
$728K 0.07%
26,399
-695
-3% -$18.5K
MORL
289
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$727K 0.07%
41,000
– –
CHI
290
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$726K 0.07%
66,031
+41,873
+173% +$451K
RWR icon
291
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$726K 0.07%
7,870
+823
+12% +$76.6K
IWD icon
292
iShares Russell 1000 Value ETF
IWD
$82B
$722K 0.07%
6,277
+647
+11% +$74.2K
UAA icon
293
Under Armour
UAA
$3B
$722K 0.07%
36,515
-19,602
-35% -$457K
IFLN
294
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$721K 0.07%
38,355
-422
-1% -$7.95K
UA icon
295
Under Armour Class C
UA
$2.92B
$721K 0.07%
39,415
+29,975
+318% +$624K
PYPL icon
296
PayPal
PYPL
$49.5B
$720K 0.07%
16,745
+4,041
+32% +$169K
FDX icon
297
FedEx
FDX
$74.5B
$719K 0.07%
3,683
+656
+22% +$125K
PICK icon
298
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$718K 0.07%
25,570
+9,803
+62% +$282K
DAL icon
299
Delta Air Lines
DAL
$55.9B
$717K 0.07%
15,597
+3,390
+28% +$165K
VCIT icon
300
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$710K 0.07%
8,222
+2,080
+34% +$179K
10 11
12
13 14

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.