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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
276
DELISTED
Raytheon Company
RTN
$706K 0.08%
4,968
+712
+17% +$101K
MAIN icon
277
Main Street Capital
MAIN
$4.97B
$704K 0.08%
19,133
+7,234
+61% +$256K
QDEF icon
278
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$701K 0.08%
18,065
+1,300
+8% +$49.2K
PPL
279
PPL Corp
PPL
$27.3B
$697K 0.08%
20,466
-431
-2% -$14.5K
TXN icon
280
Texas Instruments
TXN
$255B
$695K 0.08%
9,524
-359
-4% -$25.6K
IBB icon
281
iShares Biotechnology ETF
IBB
$9.31B
$694K 0.08%
7,842
+39
+0.5% +$3.55K
SDOG icon
282
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$683K 0.07%
+16,235
New +$674K
DLR icon
283
Digital Realty Trust
DLR
$73.7B
$673K 0.07%
6,844
+67
+1% +$6.23K
IEI icon
284
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$670K 0.07%
5,471
+58
+1% +$7.19K
KHC icon
285
Kraft Heinz
KHC
$30.4B
$669K 0.07%
7,656
+153
+2% +$13.1K
CNP icon
286
CenterPoint Energy
CNP
$29.1B
$668K 0.07%
27,094
-1,771
-6% -$41.4K
BSJI
287
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$667K 0.07%
26,482
+1,993
+8% +$50.1K
VAW icon
288
Vanguard Materials ETF
VAW
$3B
$663K 0.07%
5,893
+50
+0.9% +$5.47K
HAL icon
289
Halliburton
HAL
$27.9B
$662K 0.07%
12,234
+243
+2% +$12.1K
BMS
290
DELISTED
Bemis
BMS
$662K 0.07%
13,843
-189
-1% -$9.32K
RWR icon
291
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$658K 0.07%
7,047
+23
+0.3% +$2.11K
IYW icon
292
iShares US Technology ETF
IYW
$23.7B
$649K 0.07%
21,584
-13,920
-39% -$415K
SLB icon
293
SLB Ltd
SLB
$77.8B
$648K 0.07%
7,717
+1,547
+25% +$127K
NVG icon
294
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$641K 0.07%
44,301
-802
-2% -$11.7K
MORL
295
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$639K 0.07%
41,000
-900
-2% -$13.5K
HEDJ icon
296
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$638K 0.07%
22,246
-4,128
-16% -$113K
MXIM
297
DELISTED
Maxim Integrated Products
MXIM
$637K 0.07%
16,518
+6,289
+61% +$247K
NUE icon
298
Nucor
NUE
$56.4B
$632K 0.07%
10,622
-1,686
-14% -$94.3K
IWD icon
299
iShares Russell 1000 Value ETF
IWD
$82B
$631K 0.07%
5,630
+1,598
+40% +$173K
RDS.A
300
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$629K 0.07%
11,568
-3,007
-21% -$155K
10 11
12
13 14

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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.