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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORL
276
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$611K 0.08%
40,600
– –
BSCH
277
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$607K 0.08%
26,657
+15,585
+141% +$354K
VOO icon
278
Vanguard S&P 500 ETF
VOO
$968B
$605K 0.08%
3,146
-309
-9% -$58.8K
GDXJ icon
279
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$601K 0.08%
14,112
+3,407
+32% +$123K
PZA icon
280
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$598K 0.08%
22,534
+11,478
+104% +$299K
PRF icon
281
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$596K 0.08%
32,945
+590
+2% +$10.6K
NUE icon
282
Nucor
NUE
$56.4B
$594K 0.08%
12,031
+688
+6% +$33.5K
DIA icon
283
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$589K 0.08%
3,291
-3,968
-55% -$704K
KHC icon
284
Kraft Heinz
KHC
$30.4B
$586K 0.08%
6,617
+428
+7% +$35.2K
ACAS
285
DELISTED
American Capital Ltd
ACAS
$577K 0.08%
36,445
-3,380
-8% -$53.4K
PPG icon
286
PPG Industries
PPG
$25.9B
$576K 0.08%
5,530
-113
-2% -$12.3K
PJP icon
287
Invesco Pharmaceuticals ETF
PJP
$425M
$572K 0.07%
9,033
-733
-8% -$46.1K
CL icon
288
Colgate-Palmolive
CL
$72.6B
$571K 0.07%
7,806
+1,364
+21% +$97.1K
BCS.PRD.CL
289
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$568K 0.07%
21,980
-150
-0.7% -$3.91K
DBC icon
290
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$567K 0.07%
36,946
+11,608
+46% +$168K
EXC icon
291
Exelon
EXC
$48.6B
$567K 0.07%
21,864
-3,131
-13% -$77.5K
DAL icon
292
Delta Air Lines
DAL
$55.9B
$558K 0.07%
15,305
-921
-6% -$39.2K
UVXY icon
293
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$249M
– –
0
– –
NUM
294
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$555K 0.07%
36,168
-2,611
-7% -$38.6K
RTN
295
DELISTED
Raytheon Company
RTN
$555K 0.07%
4,082
-1,441
-26% -$188K
VTIP icon
296
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$554K 0.07%
11,198
+3,778
+51% +$186K
DOC icon
297
Healthpeak Properties
DOC
$15.4B
$553K 0.07%
17,157
-244
-1% -$7.58K
XLI icon
298
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$553K 0.07%
9,880
-645
-6% -$36K
PBI icon
299
Pitney Bowes
PBI
$2.42B
$550K 0.07%
30,907
+10,046
+48% +$194K
EPD icon
300
Enterprise Products Partners
EPD
$83.8B
$542K 0.07%
18,535
-1,186
-6% -$31.8K
10 11
12
13 14

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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.