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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNCL icon
276
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$584K 0.08%
21,668
+4,278
+25% +$111K
XLI icon
277
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$584K 0.08%
10,525
+6,730
+177% +$348K
VAW icon
278
Vanguard Materials ETF
VAW
$3B
$581K 0.08%
5,922
+923
+18% +$82.9K
FSTA icon
279
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$579K 0.08%
18,290
+6,563
+56% +$199K
BCS.PRD.CL
280
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$579K 0.08%
22,130
– –
FICO icon
281
Fair Isaac
FICO
$28.7B
$573K 0.08%
+5,402
New +$513K
IYY icon
282
iShares Dow Jones US ETF
IYY
$2.92B
$570K 0.08%
11,128
+1,530
+16% +$74.3K
PRF icon
283
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$570K 0.08%
32,355
+990
+3% +$16.5K
DPLO
284
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$570K 0.08%
20,821
-16,680
-44% -$491K
IBB icon
285
iShares Biotechnology ETF
IBB
$9.31B
$564K 0.08%
6,489
-8,925
-58% -$798K
MKL icon
286
Markel Group
MKL
$25B
$562K 0.08%
630
+41
+7% +$35.2K
NUM
287
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$557K 0.08%
38,779
-309
-0.8% -$4.3K
DLR icon
288
Digital Realty Trust
DLR
$73.7B
$556K 0.08%
6,286
+35
+0.6% +$2.83K
XEL icon
289
Xcel Energy
XEL
$51B
$550K 0.08%
13,156
-35
-0.3% -$1.36K
FEZ icon
290
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$549K 0.08%
16,515
-626
-4% -$20.1K
IMCG icon
291
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$540K 0.07%
21,270
– –
MORL
292
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$539K 0.07%
40,600
+6,700
+20% +$77.5K
NUE icon
293
Nucor
NUE
$56.4B
$537K 0.07%
11,343
-1,715
-13% -$69.8K
IWO icon
294
iShares Russell 2000 Growth ETF
IWO
$14.5B
$528K 0.07%
3,983
+482
+14% +$60.1K
PYPL icon
295
PayPal
PYPL
$49.5B
$528K 0.07%
13,672
+4,580
+50% +$165K
BXMT icon
296
Blackstone Mortgage Trust
BXMT
$2.82B
$526K 0.07%
19,574
+1,829
+10% +$46.1K
FAZ icon
297
Direxion Daily Financial Bear 3x ETF
FAZ
$87.7M
$525K 0.07%
+31
New +$632K
VTV icon
298
Vanguard Value ETF
VTV
$189B
$523K 0.07%
6,348
-533
-8% -$41.8K
NIO
299
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$523K 0.07%
35,556
+11,357
+47% +$165K
QCOM icon
300
Qualcomm
QCOM
$176B
$522K 0.07%
10,202
+1,539
+18% +$75K
10 11
12
13 14

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BPS
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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.