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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
| $1.4M | 0.08% |
+51,250
| New | +$1.55M |
|
252
Wells Fargo
WFC
$263B
| $1.4M | 0.08% |
48,688
-847
| -2% | -$36K |
|
253
Xcel Energy
XEL
$51.2B
| $1.39M | 0.08% |
23,062
+533
| +2% | +$34.7K |
|
254
iShares Global Tech ETF
IXN
$8.01B
| $1.39M | 0.08% |
45,636
-1,212
| -3% | -$41.9K |
|
255
iShares US Utilities ETF
IDU
$1.4B
| $1.38M | 0.08% |
19,968
-38,964
| -66% | -$3.11M |
|
256
Digital Realty Trust
DLR
$71.6B
| $1.38M | 0.08% |
9,896
-5,920
| -37% | -$753K |
|
257
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.46B
| $1.37M | 0.08% |
42,445
+5,527
| +15% | +$200K |
|
258
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.86B
| $1.36M | 0.08% |
10,383
+3,776
| +57% | +$538K |
|
|
BSCO
259
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
| $1.36M | 0.08% |
65,688
+2,237
| +4% | +$47.5K |
|
260
GE Aerospace
GE
$380B
| $1.35M | 0.08% |
34,140
+2,430
| +8% | +$130K |
|
261
Fidelity MSCI Energy Index ETF
FENY
$1.96B
| $1.35M | 0.08% |
178,946
+20,353
| +13% | +$255K |
|
262
Delta Air Lines
DAL
$57.1B
| $1.34M | 0.08% |
47,099
+11,050
| +31% | +$548K |
|
263
Essential Utilities
WTRG
$11.5B
| $1.34M | 0.08% |
32,929
+1,167
| +4% | +$55.1K |
|
264
Kroger
KR
$36.6B
| $1.33M | 0.08% |
44,043
+6,618
| +18% | +$194K |
|
265
Micron Technology
MU
$922B
| $1.32M | 0.08% |
31,329
-12,992
| -29% | -$676K |
|
266
W.P. Carey
WPC
$17.1B
| $1.32M | 0.08% |
23,132
-3,727
| -14% | -$283K |
|
267
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
| $1.31M | 0.08% |
26,303
+9,310
| +55% | +$466K |
|
268
Union Pacific
UNP
$177B
| $1.3M | 0.08% |
9,229
-777
| -8% | -$128K |
|
269
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
| $1.3M | 0.08% |
26,009
-24,263
| -48% | -$1.22M |
|
270
Thermo Fisher Scientific
TMO
$218B
| $1.3M | 0.08% |
4,568
-146
| -3% | -$46K |
|
271
iShares US Healthcare ETF
IYH
$3.47B
| $1.28M | 0.08% |
34,080
-33,325
| -49% | -$1.37M |
|
272
Air Products & Chemicals
APD
$66B
| $1.27M | 0.08% |
6,381
+3,215
| +102% | +$733K |
|
273
iShares MBS ETF
MBB
$39.2B
| $1.27M | 0.08% |
11,539
+228
| +2% | +$24.8K |
|
274
Teladoc Health
TDOC
$1.6B
| $1.27M | 0.08% |
8,190
+3,587
| +78% | +$417K |
|
275
Invesco S&P MidCap Momentum ETF
XMMO
$7.17B
| $1.26M | 0.07% |
25,700
-67,472
| -72% | -$3.94M |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.