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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Kinder Morgan
KMI
$73.1B
| $1.91M | 0.08% |
90,225
+16,230
| +22% | +$328K |
|
252
American Electric Power
AEP
$73.7B
| $1.9M | 0.08% |
20,142
+10,234
| +103% | +$945K |
|
253
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $1.9M | 0.08% |
29,160
-27,434
| -48% | -$1.72M |
|
254
American Tower
AMT
$77.7B
| $1.9M | 0.08% |
8,262
+115
| +1% | +$25.1K |
|
255
Digital Realty Trust
DLR
$73.7B
| $1.89M | 0.08% |
15,816
+5,495
| +53% | +$676K |
|
256
VanEck High Yield Muni ETF
HYD
$4.44B
| $1.88M | 0.08% |
29,408
+4,413
| +18% | +$283K |
|
257
Prudential Financial
PRU
$41.7B
| $1.88M | 0.08% |
20,045
+1,686
| +9% | +$155K |
|
258
Main Street Capital
MAIN
$4.97B
| $1.85M | 0.08% |
42,874
+3,464
| +9% | +$148K |
|
259
Dollar General
DG
$25.9B
| $1.84M | 0.08% |
11,821
-188
| -2% | -$29.8K |
|
260
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
| $1.84M | 0.08% |
51,774
+33,730
| +187% | +$1.17M |
|
261
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
| $1.83M | 0.08% |
39,479
+16,163
| +69% | +$747K |
|
262
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $1.82M | 0.08% |
31,095
-40,224
| -56% | -$2.33M |
|
263
Intuitive Surgical
ISRG
$121B
| $1.82M | 0.08% |
9,249
-285
| -3% | -$53.4K |
|
264
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $1.81M | 0.08% |
30,403
+704
| +2% | +$40.4K |
|
265
Union Pacific
UNP
$183B
| $1.81M | 0.08% |
10,006
+484
| +5% | +$82.9K |
|
266
Shopify
SHOP
$148B
| $1.8M | 0.08% |
45,400
-65,390
| -59% | -$2.21M |
|
267
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $1.8M | 0.08% |
4,798
-55
| -1% | -$19.9K |
|
268
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $1.8M | 0.08% |
18,883
-2,643
| -12% | -$229K |
|
269
PNC Financial Services
PNC
$100B
| $1.78M | 0.08% |
11,165
+1,037
| +10% | +$156K |
|
270
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $1.78M | 0.08% |
29,564
-5,037
| -15% | -$303K |
|
271
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
| $1.77M | 0.07% |
31,350
+9,150
| +41% | +$491K |
|
|
HFRO
272
Highland Opportunities and Income Fund
HFRO
$407M
| $1.77M | 0.07% |
142,225
-7,264
| -5% | -$87.4K |
|
273
GE Aerospace
GE
$367B
| $1.76M | 0.07% |
31,710
+2,345
| +8% | +$121K |
|
274
Uber
UBER
$134B
| $1.76M | 0.07% |
+59,209
| New | +$1.76M |
|
275
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $1.75M | 0.07% |
39,842
-4,941
| -11% | -$212K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.