We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
251
Kinder Morgan
KMI
$69B
$1.91M 0.08%
90,225
+16,230
+22% +$328K
AEP icon
252
American Electric Power
AEP
$65.9B
$1.9M 0.08%
20,142
+10,234
+103% +$945K
FEX icon
253
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$1.9M 0.08%
29,160
-27,434
-48% -$1.72M
AMT icon
254
American Tower
AMT
$81.9B
$1.9M 0.08%
8,262
+115
+1% +$25.1K
DLR icon
255
Digital Realty Trust
DLR
$67.9B
$1.89M 0.08%
15,816
+5,495
+53% +$676K
HYD icon
256
VanEck High Yield Muni ETF
HYD
$4.1B
$1.88M 0.08%
29,408
+4,413
+18% +$283K
PRU icon
257
Prudential Financial
PRU
$40.7B
$1.88M 0.08%
20,045
+1,686
+9% +$155K
MAIN icon
258
Main Street Capital
MAIN
$5.37B
$1.85M 0.08%
42,874
+3,464
+9% +$148K
DG icon
259
Dollar General
DG
$27.4B
$1.84M 0.08%
11,821
-188
-2% -$29.8K
SMMV icon
260
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$282M
$1.84M 0.08%
51,774
+33,730
+187% +$1.17M
SHYG icon
261
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.75B
$1.83M 0.08%
39,479
+16,163
+69% +$747K
EEMV icon
262
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.63B
$1.82M 0.08%
31,095
-40,224
-56% -$2.33M
ISRG icon
263
Intuitive Surgical
ISRG
$134B
$1.82M 0.08%
9,249
-285
-3% -$53.4K
IWR icon
264
iShares Russell Mid-Cap ETF
IWR
$55.4B
$1.81M 0.08%
30,403
+704
+2% +$40.4K
UNP icon
265
Union Pacific
UNP
$166B
$1.81M 0.08%
10,006
+484
+5% +$82.9K
SHOP icon
266
Shopify
SHOP
$165B
$1.8M 0.08%
45,400
-65,390
-59% -$2.21M
MDY icon
267
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.9B
$1.8M 0.08%
4,798
-55
-1% -$19.9K
XBI icon
268
State Street SPDR S&P Biotech ETF
XBI
$10.8B
$1.8M 0.08%
18,883
-2,643
-12% -$229K
PNC icon
269
PNC Financial Services
PNC
$92.2B
$1.78M 0.08%
11,165
+1,037
+10% +$156K
FTSM icon
270
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$1.78M 0.08%
29,564
-5,037
-15% -$303K
FTA icon
271
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$1.77M 0.07%
31,350
+9,150
+41% +$491K
HFRO
272
Highland Opportunities and Income Fund
HFRO
$392M
$1.77M 0.07%
142,225
-7,264
-5% -$87.4K
GE icon
273
GE Aerospace
GE
$328B
$1.76M 0.07%
31,710
+2,345
+8% +$121K
UBER icon
274
Uber
UBER
$145B
$1.76M 0.07%
+59,209
New +$1.76M
SPHD icon
275
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.32B
$1.75M 0.07%
39,842
-4,941
-11% -$212K
9 10
11
12 13

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.