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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
DuPont de Nemours
DD
$18.6B
| $1.74M | 0.08% |
19,435
-3,339
| -15% | -$294K |
|
252
iShares International Treasury Bond ETF
IGOV
$1.34B
| $1.72M | 0.08% |
34,036
+29,594
| +666% | +$1.5M |
|
253
Intuitive Surgical
ISRG
$121B
| $1.72M | 0.08% |
9,534
-543
| -5% | -$93.9K |
|
254
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $1.71M | 0.08% |
4,853
+69
| +1% | +$24.2K |
|
255
Main Street Capital
MAIN
$4.97B
| $1.7M | 0.08% |
39,410
+19,576
| +99% | +$835K |
|
256
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
| $1.69M | 0.08% |
+23,425
| New | +$1.73M |
|
257
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$56.8M
| $1.67M | 0.08% |
+47,766
| New | +$1.6M |
|
258
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $1.66M | 0.08% |
29,699
+363
| +1% | +$20.3K |
|
259
Allstate
ALL
$66.9B
| $1.66M | 0.08% |
15,232
-3,719
| -20% | -$388K |
|
260
Iron Mountain
IRM
$38.2B
| $1.66M | 0.08% |
51,099
+9,226
| +22% | +$290K |
|
261
Prudential Financial
PRU
$41.7B
| $1.65M | 0.08% |
18,359
+2,910
| +19% | +$264K |
|
262
Invesco Dorsey Wright Technology Momentum ETF
PTF
$632M
| $1.65M | 0.08% |
+72,132
| New | +$1.83M |
|
263
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $1.64M | 0.08% |
21,526
+45
| +0.2% | +$3.74K |
|
264
Deere & Co
DE
$170B
| $1.64M | 0.08% |
9,702
-53
| -0.5% | -$8.48K |
|
265
Fidelity Total Bond ETF
FBND
$26.9B
| $1.63M | 0.08% |
31,435
+13,935
| +80% | +$718K |
|
266
Eli Lilly
LLY
$1.07T
| $1.62M | 0.08% |
14,518
-1,671
| -10% | -$186K |
|
267
VanEck High Yield Muni ETF
HYD
$4.44B
| $1.61M | 0.08% |
24,995
+9,688
| +63% | +$621K |
|
268
Constellation Brands
STZ
$22.2B
| $1.6M | 0.08% |
7,699
+303
| +4% | +$60.8K |
|
269
Sarepta Therapeutics
SRPT
$1.66B
| $1.59M | 0.08% |
21,167
-869
| -4% | -$103K |
|
270
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $1.58M | 0.08% |
17,615
+1,678
| +11% | +$149K |
|
271
iShares US Financials ETF
IYF
$4.39B
| $1.58M | 0.08% |
24,542
-4,658
| -16% | -$296K |
|
272
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $1.57M | 0.08% |
53,104
-125
| -0.2% | -$3.77K |
|
273
Enbridge
ENB
$124B
| $1.57M | 0.08% |
44,743
+1,660
| +4% | +$57.4K |
|
274
Union Pacific
UNP
$183B
| $1.54M | 0.07% |
9,522
-2,399
| -20% | -$403K |
|
275
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
| $1.54M | 0.07% |
37,847
-63,602
| -63% | -$2.55M |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.