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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Enterprise Products Partners
EPD
$83.8B
| $1.01M | 0.08% |
38,577
+19,227
| +99% | +$508K |
|
252
Mastercard
MA
$477B
| $999K | 0.08% |
7,076
-252
| -3% | -$33.3K |
|
253
iShares US Healthcare ETF
IYH
$3.11B
| $998K | 0.08% |
29,025
+11,830
| +69% | +$399K |
|
254
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $997K | 0.08% |
9,744
+5,408
| +125% | +$536K |
|
255
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $991K | 0.08% |
11,702
-595
| -5% | -$50.5K |
|
256
Sarepta Therapeutics
SRPT
$1.66B
| $968K | 0.08% |
21,350
+170
| +0.8% | +$6.79K |
|
257
Vanguard Information Technology ETF
VGT
$139B
| $945K | 0.08% |
49,720
-1,384
| -3% | -$25.6K |
|
|
WBA
258
DELISTED
Walgreens Boots Alliance
WBA
| $945K | 0.08% |
12,234
-257
| -2% | -$20.6K |
|
259
Welltower
WELL
$178B
| $925K | 0.08% |
13,166
+1,409
| +12% | +$102K |
|
260
ProShares Ultra QQQ
QLD
$12.5B
| $920K | 0.08% |
114,648
-16,648
| -13% | -$130K |
|
261
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $919K | 0.08% |
16,234
+2,650
| +20% | +$145K |
|
262
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $918K | 0.08% |
32,336
+1,588
| +5% | +$43.7K |
|
263
Lear
LEA
$7.19B
| $916K | 0.08% |
5,293
-293
| -5% | -$44.3K |
|
264
iShares Biotechnology ETF
IBB
$9.31B
| $914K | 0.08% |
8,223
+1,368
| +20% | +$146K |
|
|
MXIM
265
DELISTED
Maxim Integrated Products
MXIM
| $913K | 0.08% |
19,129
+1,810
| +10% | +$83K |
|
266
General Motors
GM
$74.7B
| $911K | 0.08% |
22,560
+257
| +1% | +$9.39K |
|
|
PPL
267
PPL Corp
PPL
$27.3B
| $911K | 0.08% |
24,004
+696
| +3% | +$26.9K |
|
268
FedEx
FDX
$74.5B
| $907K | 0.07% |
4,018
+541
| +16% | +$115K |
|
269
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $899K | 0.07% |
12,668
+3,118
| +33% | +$214K |
|
270
Kinder Morgan
KMI
$73.1B
| $895K | 0.07% |
46,640
+663
| +1% | +$12.9K |
|
271
Valero Energy
VLO
$89.8B
| $886K | 0.07% |
11,517
-6,204
| -35% | -$427K |
|
272
Emerson Electric
EMR
$82.9B
| $885K | 0.07% |
14,083
+435
| +3% | +$26.2K |
|
273
Applied Materials
AMAT
$426B
| $883K | 0.07% |
16,952
+5,981
| +55% | +$270K |
|
274
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $882K | 0.07% |
17,278
+3,313
| +24% | +$168K |
|
275
Vanguard Consumer Staples ETF
VDC
$7.86B
| $881K | 0.07% |
6,356
+654
| +11% | +$92.1K |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.