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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
(+4.9%)
Cap. Flow
+$10.7M
Cap. Flow
% of AUM
1.4%
Top 10 Holdings %
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 100 ETF
OEF
|
+$7.46M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$6.41M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$5.46M |
| 4 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$5.3M |
| 5 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.98M |
| 2 |
iShares Floating Rate Bond ETF
FLOT
|
+$3.63M |
| 3 |
iShares MBS ETF
MBB
|
+$2.98M |
| 4 |
iShares International Treasury Bond ETF
IGOV
|
+$2.75M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$2.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.74% |
| 2 | Healthcare | 4.86% |
| 3 | Technology | 4.76% |
| 4 | Industrials | 4.22% |
| 5 | Communication Services | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Vanguard Value ETF
VTV
$189B
| $693K | 0.09% |
8,152
+1,804
| +28% | +$151K |
|
252
Brookfield Infrastructure Partners
BIP
$18.8B
| $683K | 0.09% |
38,004
+3,082
| +9% | +$52.3K |
|
253
NVIDIA
NVDA
$5.01T
| $683K | 0.09% |
581,360
-350,040
| -38% | -$361K |
|
254
CenterPoint Energy
CNP
$29.1B
| $680K | 0.09% |
28,315
+6,382
| +29% | +$141K |
|
255
Vodafone
VOD
$34.9B
| $678K | 0.09% |
21,960
+209
| +1% | +$6.78K |
|
256
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $674K | 0.09% |
16,016
+44
| +0.3% | +$1.82K |
|
|
ETP
257
DELISTED
Energy Transfer Partners L.p.
ETP
| $673K | 0.09% |
17,669
-408
| -2% | -$14.6K |
|
258
New Mountain Finance
NMFC
$646M
| $672K | 0.09% |
52,100
+29,613
| +132% | +$369K |
|
259
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $667K | 0.09% |
8,974
+2,058
| +30% | +$149K |
|
260
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $664K | 0.09% |
30,616
-26,108
| -46% | -$566K |
|
261
iShares Biotechnology ETF
IBB
$9.31B
| $660K | 0.09% |
7,698
+1,209
| +19% | +$108K |
|
262
Qualcomm
QCOM
$176B
| $659K | 0.09% |
12,306
+2,104
| +21% | +$111K |
|
263
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $657K | 0.09% |
12,146
+5,317
| +78% | +$291K |
|
|
DPLO
264
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
| $655K | 0.09% |
18,706
-2,115
| -10% | -$66.5K |
|
265
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $650K | 0.08% |
13,472
+6,860
| +104% | +$345K |
|
266
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $648K | 0.08% |
6,056
-1,043
| -15% | -$109K |
|
267
Vanguard Mid-Cap ETF
VO
$106B
| $647K | 0.08% |
20,932
+1,424
| +7% | +$43.5K |
|
268
Crown Castle
CCI
$32.7B
| $636K | 0.08% |
6,273
+2,632
| +72% | +$239K |
|
269
FedEx
FDX
$74.5B
| $623K | 0.08% |
4,107
+233
| +6% | +$37.8K |
|
270
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
| $619K | 0.08% |
16,765
| – | – |
|
271
BlackRock Taxable Municipal Bond Trust
BBN
$969M
| $617K | 0.08% |
25,310
+9,137
| +56% | +$214K |
|
272
Mastercard
MA
$477B
| $617K | 0.08% |
7,006
-316
| -4% | -$30.2K |
|
273
Vanguard Materials ETF
VAW
$3B
| $615K | 0.08% |
6,006
+84
| +1% | +$8.6K |
|
274
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $612K | 0.08% |
4,805
+1,978
| +70% | +$249K |
|
275
Texas Instruments
TXN
$255B
| $611K | 0.08% |
9,751
+1,899
| +24% | +$113K |
|
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Sigma Planning Corp's Q2 2016 Portfolio in Review
As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.
By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.
- Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
- Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
- Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
- Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
- Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
- Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.
Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.