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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
(+13%)
Cap. Flow
+$65.6M
Cap. Flow
% of AUM
9.18%
Top 10 Holdings %
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.66M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.86M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$5.7M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.54M |
| 5 |
iShares MBS ETF
MBB
|
+$5.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.45M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$3.13M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$2.43M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$2.35M |
| 5 |
Service Corp International
SCI
|
+$2.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.8% |
| 2 | Technology | 5.68% |
| 3 | Consumer Staples | 5.32% |
| 4 | Industrials | 4.77% |
| 5 | Financials | 4.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $646K | 0.09% |
8,656
-1,187
| -12% | -$87.9K |
|
252
Pitney Bowes
PBI
$2.42B
| $644K | 0.09% |
31,178
-731
| -2% | -$15.1K |
|
253
TJX Companies
TJX
$170B
| $641K | 0.09% |
18,086
+18
| +0.1% | +$641 |
|
|
AGN
254
DELISTED
Allergan plc
AGN
| $641K | 0.09% |
2,049
-49
| -2% | -$14.6K |
|
255
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $638K | 0.09% |
13,116
+3,444
| +36% | +$176K |
|
256
Vanguard Mid-Cap ETF
VO
$106B
| $636K | 0.09% |
21,180
+5,296
| +33% | +$162K |
|
257
American Water Works
AWK
$26.3B
| $635K | 0.09% |
10,632
-57
| -0.5% | -$3.29K |
|
258
Citigroup
C
$222B
| $635K | 0.09% |
12,269
+454
| +4% | +$24.1K |
|
259
Travelers Companies
TRV
$80.8B
| $634K | 0.09% |
5,616
-281
| -5% | -$31.2K |
|
260
CALL
Apple
AAPL
$4.89T
| $632K | 0.09% |
+24,000
| New | +$686K |
|
261
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $628K | 0.09% |
8,534
-728
| -8% | -$55.5K |
|
|
JPS
262
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $625K | 0.09% |
68,628
+11,618
| +20% | +$105K |
|
|
RAI
263
DELISTED
Reynolds American Inc
RAI
| $620K | 0.09% |
13,444
+6
| +0% | +$278 |
|
264
American Electric Power
AEP
$73.7B
| $619K | 0.09% |
10,627
+424
| +4% | +$24K |
|
265
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
| $617K | 0.09% |
18,790
+4,587
| +32% | +$152K |
|
266
Comcast
CMCSA
$79.1B
| $613K | 0.09% |
21,716
-66
| -0.3% | -$1.99K |
|
267
Invesco Bond Fund
VBF
$168M
| $613K | 0.09% |
34,915
+203
| +0.6% | +$3.65K |
|
268
FedEx
FDX
$74.5B
| $609K | 0.09% |
4,085
+42
| +1% | +$6.5K |
|
|
NGLS
269
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
| $609K | 0.09% |
36,840
+11,336
| +44% | +$281K |
|
270
Chubb
CB
$140B
| $608K | 0.09% |
5,200
-228
| -4% | -$25.8K |
|
271
Consolidated Edison
ED
$41.6B
| $606K | 0.08% |
9,435
+323
| +4% | +$20.8K |
|
272
First Trust Value Line Dividend Fund
FVD
$8.29B
| $606K | 0.08% |
25,385
+1,417
| +6% | +$34K |
|
273
iShares MSCI Emerging Markets ETF
EEM
$28B
| $602K | 0.08% |
18,692
+133
| +0.7% | +$4.56K |
|
274
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
| $601K | 0.08% |
17,357
-1,787
| -9% | -$62.9K |
|
275
Aflac
AFL
$63.9B
| $594K | 0.08% |
19,832
-2,892
| -13% | -$90K |
|
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Sigma Planning Corp's Q4 2015 Portfolio in Review
As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.
- Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
- Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
- Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
- Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
- Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
- Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.
Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.