We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUTY icon
251
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$596K 0.09%
+21,627
New +$594K
RAI
252
DELISTED
Reynolds American Inc
RAI
$595K 0.09%
13,438
-208
-2% -$8.63K
IYF icon
253
iShares US Financials ETF
IYF
$4.39B
$591K 0.09%
14,048
+1,540
+12% +$68.7K
AWK icon
254
American Water Works
AWK
$26.3B
$589K 0.09%
10,689
-367
-3% -$19.2K
MDIV icon
255
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$587K 0.09%
31,915
+3,211
+11% +$62.5K
TRV icon
256
Travelers Companies
TRV
$80.8B
$587K 0.09%
5,897
+272
+5% +$27.8K
C icon
257
Citigroup
C
$222B
$586K 0.09%
11,815
+241
+2% +$13.2K
FDX icon
258
FedEx
FDX
$74.5B
$582K 0.09%
4,043
-348
-8% -$55.5K
AEP icon
259
American Electric Power
AEP
$73.7B
$580K 0.09%
10,203
-569
-5% -$31.6K
AGN
260
DELISTED
Allergan plc
AGN
$570K 0.09%
2,098
-124
-6% -$38.1K
BCS.PRD.CL
261
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$567K 0.09%
21,930
+335
+2% +$8.73K
BSV icon
262
Vanguard Short-Term Bond ETF
BSV
$44.6B
$565K 0.09%
7,022
+2,574
+58% +$206K
FNX icon
263
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$565K 0.09%
11,744
+6,228
+113% +$320K
BMS
264
DELISTED
Bemis
BMS
$564K 0.09%
14,248
-557
-4% -$24.4K
CB icon
265
Chubb
CB
$140B
$561K 0.09%
5,428
-281
-5% -$29.4K
IWO icon
266
iShares Russell 2000 Growth ETF
IWO
$14.5B
$560K 0.09%
4,182
-7,123
-63% -$1.06M
VLO icon
267
Valero Energy
VLO
$89.8B
$558K 0.09%
9,281
+1,989
+27% +$126K
BDSI
268
CALL
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$556K 0.09%
+100,000
New +$738K
PRF icon
269
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$555K 0.09%
33,495
+2,730
+9% +$48.1K
XLK icon
270
State Street Technology Select Sector SPDR ETF
XLK
$115B
$555K 0.09%
28,122
-28,002
-50% -$577K
EPD icon
271
Enterprise Products Partners
EPD
$83.8B
$551K 0.09%
22,132
-6,412
-22% -$178K
BX icon
272
Blackstone
BX
$104B
$548K 0.09%
17,634
-1,085
-6% -$39.2K
EXC icon
273
Exelon
EXC
$48.6B
$546K 0.09%
25,755
+3,075
+14% +$69.1K
FVD icon
274
First Trust Value Line Dividend Fund
FVD
$8.29B
$546K 0.09%
23,968
-4,859
-17% -$114K
AGNC icon
275
AGNC Investment
AGNC
$12.3B
$544K 0.09%
29,076
-1,209
-4% -$23.2K
9 10
11
12 13

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.