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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYG icon
226
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$2.73M 0.09%
64,143
+14,513
+29% +$623K
FSIG icon
227
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$2.73M 0.09%
143,965
-2,698
-2% -$51K
MDY icon
228
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2.72M 0.09%
5,092
+145
+3% +$82.3K
PVAL icon
229
Putnam Focused Large Cap Value ETF
PVAL
$12.9B
$2.71M 0.09%
71,249
-1,874
-3% -$71.8K
IWS icon
230
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$2.71M 0.09%
21,488
+2,318
+12% +$302K
ENB icon
231
Enbridge
ENB
$124B
$2.67M 0.09%
60,303
+1,611
+3% +$70.1K
VCIT icon
232
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$2.66M 0.08%
32,513
-14,881
-31% -$1.2M
ET icon
233
Energy Transfer Partners
ET
$70.1B
$2.63M 0.08%
141,729
-1,494
-1% -$29.1K
AVUV icon
234
Avantis US Small Cap Value ETF
AVUV
$30.3B
$2.63M 0.08%
30,223
-1,161
-4% -$109K
MMM icon
235
3M
MMM
$89B
$2.63M 0.08%
17,927
+526
+3% +$77.3K
IQLT icon
236
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$2.63M 0.08%
66,277
+602
+0.9% +$23.7K
XLC icon
237
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$2.61M 0.08%
27,068
-4,043
-13% -$404K
FSK icon
238
FS KKR Capital
FSK
$2.98B
$2.6M 0.08%
123,914
-83,710
-40% -$1.87M
TT icon
239
Trane Technologies
TT
$106B
$2.57M 0.08%
7,622
+2,467
+48% +$891K
TCAF icon
240
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$2.57M 0.08%
79,469
+60,162
+312% +$2.02M
BA icon
241
Boeing
BA
$165B
$2.56M 0.08%
14,997
+100
+0.7% +$17.3K
MAIN icon
242
Main Street Capital
MAIN
$4.97B
$2.54M 0.08%
44,942
+236
+0.5% +$14K
TRV icon
243
Travelers Companies
TRV
$80.8B
$2.54M 0.08%
9,593
-598
-6% -$149K
ITA icon
244
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.48M 0.08%
16,194
+726
+5% +$111K
DYNF icon
245
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$2.47M 0.08%
50,606
+12,046
+31% +$619K
CSCO icon
246
Cisco
CSCO
$450B
$2.47M 0.08%
39,954
+2,115
+6% +$130K
VTIP icon
247
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.43M 0.08%
48,673
-317
-0.6% -$15.6K
BX icon
248
Blackstone
BX
$104B
$2.42M 0.08%
17,329
+174
+1% +$28.2K
CMS icon
249
CMS Energy
CMS
$23.1B
$2.41M 0.08%
32,045
+142
+0.4% +$9.92K
TSM icon
250
TSMC
TSM
$2.09T
$2.41M 0.08%
14,491
+4,042
+39% +$786K
8 9
10
11 12

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.