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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
(-0.9%)
Cap. Flow
+$18.8M
Cap. Flow
% of AUM
0.57%
Top 10 Holdings %
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$13.7M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$9.67M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$8.51M |
| 4 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$8.04M |
| 5 |
Invesco S&P 500 Pure Growth ETF
RPG
|
+$7.21M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$11.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$10.3M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$7.75M |
| 4 |
Invesco S&P 500 Pure Value ETF
RPV
|
+$7.34M |
| 5 |
Bath & Body Works
BBWI
|
+$7.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.42% |
| 2 | Consumer Discretionary | 5.83% |
| 3 | Financials | 4.89% |
| 4 | Healthcare | 4.72% |
| 5 | Communication Services | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $3.25M | 0.1% |
39,448
+7,592
| +24% | +$627K |
|
227
Vanguard Materials ETF
VAW
$3B
| $3.23M | 0.1% |
18,660
+3,485
| +23% | +$633K |
|
228
Dick's Sporting Goods
DKS
$18.4B
| $3.17M | 0.1% |
26,507
+24,202
| +1,050% | +$2.81M |
|
229
Broadcom
AVGO
$1.82T
| $3.15M | 0.09% |
64,970
-930
| -1% | -$45.2K |
|
230
Morgan Stanley
MS
$337B
| $3.13M | 0.09% |
32,196
+13,713
| +74% | +$1.36M |
|
|
PKO
231
DELISTED
Pimco Income Opportunity Fund
PKO
| $3.13M | 0.09% |
127,597
+3,522
| +3% | +$91.9K |
|
232
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
| $3.12M | 0.09% |
117,502
+304
| +0.3% | +$8.09K |
|
233
Invesco Preferred ETF
PGX
$3.84B
| $3.11M | 0.09% |
207,208
-241
| -0.1% | -$3.66K |
|
234
Schwab US TIPS ETF
SCHP
$16.3B
| $3.09M | 0.09% |
98,886
+27,130
| +38% | +$856K |
|
235
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $3.08M | 0.09% |
69,514
-11,410
| -14% | -$527K |
|
236
iShares Global Energy ETF
IXC
$2.71B
| $3.07M | 0.09% |
114,336
+13,354
| +13% | +$335K |
|
237
iShares US Real Estate ETF
IYR
$4.59B
| $3.07M | 0.09% |
29,945
+13,363
| +81% | +$1.42M |
|
238
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $3.01M | 0.09% |
38,443
+6,673
| +21% | +$535K |
|
239
Invesco Ultra Short Duration ETF
GSY
$3.82B
| $2.99M | 0.09% |
59,187
+9,677
| +20% | +$488K |
|
240
First Trust Small Cap Value AlphaDEX Fund
FYT
$189M
| $2.97M | 0.09% |
59,473
-24,943
| -30% | -$1.25M |
|
241
VeriSign
VRSN
$25.3B
| $2.97M | 0.09% |
14,478
-75
| -0.5% | -$16.4K |
|
242
Pinterest
PINS
$12.4B
| $2.96M | 0.09% |
58,084
-704
| -1% | -$43.3K |
|
243
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
| $2.96M | 0.09% |
50,020
-3,824
| -7% | -$234K |
|
|
BSCM
244
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $2.94M | 0.09% |
136,607
+5,127
| +4% | +$111K |
|
245
Devon Energy
DVN
$51.9B
| $2.88M | 0.09% |
81,183
-192,725
| -70% | -$5.47M |
|
246
HubSpot
HUBS
$10.5B
| $2.87M | 0.09% |
4,246
+1,809
| +74% | +$1.17M |
|
247
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
| $2.86M | 0.09% |
58,668
+2,926
| +5% | +$145K |
|
|
BSCO
248
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
| $2.85M | 0.09% |
128,722
+5,265
| +4% | +$117K |
|
249
First Trust Europe AlphaDEX Fund
FEP
$513M
| $2.81M | 0.08% |
67,155
+22,233
| +49% | +$969K |
|
|
BSCN
250
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $2.81M | 0.08% |
129,420
+5,478
| +4% | +$119K |
|
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Sigma Planning Corp's Q3 2021 Portfolio in Review
As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
- Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
- Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
- Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
- Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.
Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.