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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
226
General Mills
GIS
$19.2B
$3.27M 0.1%
53,586
-2,389
-4% -$148K
D icon
227
Dominion Energy
D
$62.5B
$3.26M 0.1%
44,340
-270
-0.6% -$20.8K
XLRE icon
228
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$3.25M 0.1%
73,351
+65,287
+810% +$2.8M
FNX icon
229
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$3.25M 0.1%
32,462
+17,104
+111% +$1.68M
VOOG icon
230
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$3.25M 0.1%
74,220
-8,988
-11% -$374K
TDIV icon
231
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$3.24M 0.1%
56,510
+6,085
+12% +$342K
PGX icon
232
Invesco Preferred ETF
PGX
$3.84B
$3.18M 0.09%
207,449
+20,826
+11% +$315K
DKNG icon
233
DraftKings
DKNG
$11.4B
$3.18M 0.09%
60,888
+23,448
+63% +$1.24M
AVGO icon
234
Broadcom
AVGO
$1.82T
$3.14M 0.09%
65,900
+3,930
+6% +$182K
UCON icon
235
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$3.13M 0.09%
117,198
+62,253
+113% +$1.66M
TDOC icon
236
Teladoc Health
TDOC
$1.58B
$3.12M 0.09%
18,753
-1,111
-6% -$180K
WFC icon
237
Wells Fargo
WFC
$261B
$3.11M 0.09%
68,764
+9,037
+15% +$404K
MRNA icon
238
Moderna
MRNA
$21.5B
$3.11M 0.09%
13,225
+397
+3% +$70.9K
STIP icon
239
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$3.07M 0.09%
28,837
+1,230
+4% +$131K
TLT icon
240
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$3.06M 0.09%
21,232
-23,257
-52% -$3.24M
COWZ icon
241
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$3.05M 0.09%
71,314
+50,082
+236% +$2.13M
FYC icon
242
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$3.03M 0.09%
41,392
+7,403
+22% +$524K
DOW icon
243
Dow Inc
DOW
$21.6B
$3M 0.09%
47,453
+4,093
+9% +$270K
IWF icon
244
iShares Russell 1000 Growth ETF
IWF
$122B
$2.98M 0.09%
43,980
+4,192
+11% +$270K
OIH icon
245
VanEck Oil Services ETF
OIH
$2.06B
$2.98M 0.09%
13,629
+11,849
+666% +$2.48M
EFV icon
246
iShares MSCI EAFE Value ETF
EFV
$27.6B
$2.98M 0.09%
57,592
+21,483
+59% +$1.14M
QUAL icon
247
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$2.98M 0.09%
22,394
+984
+5% +$126K
GNRC icon
248
Generac Holdings
GNRC
$11.9B
$2.9M 0.09%
6,994
+532
+8% +$178K
IGV icon
249
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$2.89M 0.09%
37,020
-20,395
-36% -$1.48M
HTGC icon
250
Hercules Capital
HTGC
$2.94B
$2.84M 0.08%
166,388
+7,631
+5% +$131K
8 9
10
11 12

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Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.