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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSN icon
226
VeriSign
VRSN
$27B
$3.27M 0.1%
16,466
-425
-3% -$83.5K
VOOG icon
227
Vanguard S&P 500 Growth ETF
VOOG
$26.6B
$3.26M 0.1%
83,208
+1,482
+2% +$57.6K
PM icon
228
Philip Morris
PM
$299B
$3.26M 0.1%
36,714
-550
-1% -$46.7K
SKYY icon
229
First Trust Cloud Computing ETF
SKYY
$3.35B
$3.26M 0.1%
34,025
-18,208
-35% -$1.82M
PKO
230
DELISTED
Pimco Income Opportunity Fund
PKO
$3.22M 0.1%
122,577
-8,555
-7% -$219K
VUG icon
231
Vanguard Morningstar Growth ETF
VUG
$224B
$3.22M 0.1%
75,102
-51,228
-41% -$2.19M
AMD icon
232
Advanced Micro Devices
AMD
$837B
$3.17M 0.1%
40,352
-3,045
-7% -$262K
PDI icon
233
PIMCO Dynamic Income Fund
PDI
$6.76B
$3.16M 0.1%
112,290
+13,069
+13% +$356K
ARKQ icon
234
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.86B
$3.1M 0.1%
36,990
+11,142
+43% +$979K
FREL icon
235
Fidelity MSCI Real Estate Index ETF
FREL
$1.41B
$3.1M 0.1%
112,862
-6,338
-5% -$167K
FDIS icon
236
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.6B
$3.09M 0.1%
40,469
+1,504
+4% +$113K
MU icon
237
Micron Technology
MU
$1.05T
$3.06M 0.1%
34,628
+20,940
+153% +$1.78M
VLUE icon
238
iShares MSCI USA Value Factor ETF
VLUE
$9.42B
$3.03M 0.1%
29,535
+13,823
+88% +$1.33M
LLY icon
239
Eli Lilly
LLY
$1.01T
$2.99M 0.1%
15,993
+979
+7% +$192K
AWK icon
240
American Water Works
AWK
$27.4B
$2.97M 0.1%
19,836
+1,462
+8% +$222K
DOCU
241
DocuSign
DOCU
$13.2B
$2.96M 0.09%
14,614
+3,270
+29% +$758K
VWO icon
242
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$2.95M 0.09%
56,715
-2,474
-4% -$132K
FTGC icon
243
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.37B
$2.93M 0.09%
139,857
+77,387
+124% +$1.61M
STIP icon
244
iShares 0-5 Year TIPS Bond ETF
STIP
$16.3B
$2.92M 0.09%
27,607
-2,948
-10% -$310K
ORCL icon
245
Oracle
ORCL
$433B
$2.92M 0.09%
41,553
+7,920
+24% +$513K
TMO icon
246
Thermo Fisher Scientific
TMO
$240B
$2.91M 0.09%
6,367
+654
+11% +$312K
AVGO icon
247
Broadcom
AVGO
$1.62T
$2.87M 0.09%
61,970
+2,560
+4% +$118K
PGX icon
248
Invesco Preferred ETF
PGX
$3.67B
$2.8M 0.09%
186,623
+48,767
+35% +$725K
MDT icon
249
Medtronic
MDT
$118B
$2.79M 0.09%
23,598
+1,911
+9% +$224K
AMZN icon
250
CALL
Amazon
AMZN
$2.65T
$2.79M 0.09%
18,000
+6,000
+50% +$951K
8 9
10
11 12

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.