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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCL
226
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2.23M 0.09%
104,735
+2,188
+2% +$46.8K
ETN icon
227
Eaton
ETN
$157B
$2.23M 0.09%
21,859
+122
+0.6% +$11.9K
BSCK
228
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.21M 0.09%
104,302
+1,727
+2% +$36.7K
BSCM
229
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$2.21M 0.09%
100,956
+2,360
+2% +$51.6K
SLV icon
230
iShares Silver Trust
SLV
$28.1B
$2.18M 0.09%
100,792
+29,810
+42% +$678K
BSCO
231
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$2.13M 0.08%
96,079
+2,145
+2% +$47.7K
SYY icon
232
Sysco
SYY
$39.7B
$2.12M 0.08%
34,082
-852
-2% -$49.6K
VPU
233
Vanguard Utilities ETF
VPU
$8.83B
$2.11M 0.08%
16,338
-3,176
-16% -$411K
IWF icon
234
iShares Russell 1000 Growth ETF
IWF
$122B
$2.1M 0.08%
38,804
-288
-0.7% -$15.2K
BSCN
235
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$2.1M 0.08%
96,338
+2,030
+2% +$44.4K
PINS icon
236
Pinterest
PINS
$12.4B
$2.09M 0.08%
50,456
+9,925
+24% +$324K
PDI icon
237
PIMCO Dynamic Income Fund
PDI
$7.4B
$2.09M 0.08%
82,320
+5,931
+8% +$147K
SRPT icon
238
Sarepta Therapeutics
SRPT
$1.66B
$2.08M 0.08%
14,830
-143
-1% -$21.7K
MGV icon
239
Vanguard Mega Cap Value ETF
MGV
$13.2B
$2.08M 0.08%
27,146
-28,894
-52% -$2.22M
IXN icon
240
iShares Global Tech ETF
IXN
$8.7B
$2.07M 0.08%
47,040
-1,752
-4% -$74.5K
ORCL icon
241
Oracle
ORCL
$331B
$2.06M 0.08%
34,545
+14,909
+76% +$847K
BOCT icon
242
Innovator US Equity Buffer ETF October
BOCT
$283M
$2.04M 0.08%
+73,041
New +$1.98M
APD icon
243
Air Products & Chemicals
APD
$66.3B
$2.03M 0.08%
6,818
+16
+0.2% +$4.6K
IWR icon
244
iShares Russell Mid-Cap ETF
IWR
$56.8B
$2.02M 0.08%
35,241
-1,532
-4% -$87.2K
PZA icon
245
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$2M 0.08%
75,167
-571
-0.8% -$15.3K
SDY icon
246
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2M 0.08%
21,614
-3,858
-15% -$364K
O icon
247
Realty Income
O
$61.2B
$2M 0.08%
33,909
-2,126
-6% -$126K
RPG icon
248
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$1.98M 0.08%
69,840
-2,245
-3% -$62.4K
AVGO icon
249
Broadcom
AVGO
$1.82T
$1.98M 0.08%
54,200
+13,480
+33% +$452K
AGGY icon
250
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$1.96M 0.08%
36,426
+9,958
+38% +$539K
8 9
10
11 12

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.