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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
VanEck High Yield Muni ETF
HYD
$4.45B
| $1.55M | 0.09% |
29,735
+327
| +1% | +$20.1K |
|
227
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
| $1.55M | 0.09% |
+30,045
| New | +$1.57M |
|
228
State Street SPDR S&P Biotech ETF
XBI
$10.2B
| $1.54M | 0.09% |
19,883
+1,000
| +5% | +$88.5K |
|
229
Comcast
CMCSA
$80.9B
| $1.54M | 0.09% |
44,689
-16,396
| -27% | -$692K |
|
230
Southwest Airlines
LUV
$22.2B
| $1.53M | 0.09% |
42,961
+7,099
| +20% | +$352K |
|
231
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
| $1.53M | 0.09% |
59,153
+9,420
| +19% | +$249K |
|
232
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
| $1.52M | 0.09% |
104,910
+18,612
| +22% | +$441K |
|
233
First Trust Technology AlphaDEX Fund
FXL
$2.49B
| $1.52M | 0.09% |
25,610
-20,114
| -44% | -$1.4M |
|
234
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
| $1.5M | 0.09% |
12,147
-37,366
| -75% | -$5.18M |
|
235
Enbridge
ENB
$121B
| $1.5M | 0.09% |
51,555
+427
| +0.8% | +$15.8K |
|
236
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
| $1.49M | 0.09% |
27,146
-3,306
| -11% | -$249K |
|
237
Lowe's Companies
LOW
$119B
| $1.49M | 0.09% |
17,293
-2,297
| -12% | -$251K |
|
238
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
| $1.48M | 0.09% |
54,781
-84,907
| -61% | -$2.71M |
|
239
iShares US Real Estate ETF
IYR
$4.73B
| $1.47M | 0.09% |
21,155
-55,294
| -72% | -$4.89M |
|
240
Omega Healthcare
OHI
$15.3B
| $1.47M | 0.09% |
55,282
-27,573
| -33% | -$1.05M |
|
241
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
| $1.46M | 0.09% |
11,508
+602
| +6% | +$91.4K |
|
|
BSCN
242
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $1.44M | 0.09% |
69,490
-457
| -0.7% | -$9.64K |
|
243
Roku
ROKU
$21.2B
| $1.44M | 0.09% |
16,443
-9,545
| -37% | -$1.1M |
|
244
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$289M
| $1.44M | 0.09% |
55,583
+3,809
| +7% | +$125K |
|
245
Hormel Foods
HRL
$14.3B
| $1.43M | 0.09% |
30,727
-1,669
| -5% | -$75.9K |
|
|
APTO
246
DELISTED
Aptose Biosciences, Inc.
APTO
| $1.43M | 0.09% |
535
+8
| +2% | +$23.9K |
|
247
Kinder Morgan
KMI
$70.6B
| $1.43M | 0.08% |
102,666
+12,441
| +14% | +$237K |
|
248
FlexShares Quality Dividend Defensive Index Fund
QDEF
$544M
| $1.42M | 0.08% |
38,892
+19,248
| +98% | +$853K |
|
|
XYZ
249
Block Inc
XYZ
$48.4B
| $1.41M | 0.08% |
26,839
-13,915
| -34% | -$952K |
|
250
iShares US Financials ETF
IYF
$4.68B
| $1.4M | 0.08% |
28,834
-23,464
| -45% | -$1.48M |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.